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Reasoning and Logical-Proofs of the Fundamental Laws:
‘No Hope’ for the Challengers of the Second Law of Thermodynamics
Milivoje M. Kostic
Northern Illinois University, USA; www.kostic.niu.edu kostic@niu.edu
“If your theory is found to be against the second law of thermodynamics, I give you no hope; there is nothing for it
but to collapse in deepest humiliation.” – Arthur Eddington
Impasse: “Perhaps, after all, the wise man’s attitude towards thermodynamics should be to have nothing to do with
it. To deal with thermodynamics is to look for trouble.”
Anecdotal Laws of Thermodynamics (LT) [bracketed terms added]:[0LT]: You must play the game [equilibrium].
[1LT]: You can’t win [conservation]. [2LT]: You can’t break even [dissipation]. [3LT]: You can’t quit the
game [0K impossible]. –Thermodynamics-WikiQuote
“The Second Law of thermodynamics can be challenged, but not violated - Entropy can be decreased, but not
destroyed at any space or time scales. […] The self-forced tendency of displacing nonequilibrium useful-energy
towards equilibrium, with its irreversible dissipation to heat, generates entropy, the latter is conserved in ideal,
reversible processes, and there is no way to self-create useful-energy from within equilibrium alone, i.e., no way to
destroy entropy.” –[2ndLaw.mkostic.com]
Abstract: This comprehensive treatise is written for the special occasion of the author’s 70th
birthday. It presents his lifelong endeavors and reflections with original reasoning and re-
interpretations of the most critical and misleading issues in thermodynamics; since now, we have the
advantage to look at the historical developments more comprehensively and objectively than the
pioneers. Starting from Carnot (grand-father of thermodynamics-to-be) to Kelvin and Clausius
(fathers of thermodynamics), and other followers, the most relevant issues are critically examined
and put in historical and contemporary perspective. From original reasoning of energy forcing and
displacement to logical-proofs of the fundamental laws, to ubiquity of thermal motion and heat, and
indestructibility of entropy, including new concept of “thermal roughness” and inevitability of
dissipative irreversibility, to “dissecting Carnot true reversible-equivalency” and critical concept of
“Carnot-Clausius heat-work equivalency (CCHWE)” regarding interchangeability of heat and work,
and to demonstrating “no hope” for the “challengers” of the Second Law of thermodynamics, among
others, are offered. It is hoped that the novel contributions presented will enhance comprehension
and resolve some of the fundamental issues, as well as promote collaboration and future progress.
- Introduction This treatise aims to present the lifelong endeavors and reflections, including additional, original reasoning and interpretations by this author, regarding the fundamental issues of Thermodynamics and especially as related to the subtle Second Law of Thermodynamics (2LT) [1]. It is written for the Special Issue of Entropy journal dedicated to this author’s 70th Birthday [2]. Science and technology have evolved over time on many scales and levels, so we now have the advantage to look at its historical developments more comprehensively and objectively than the pioneers. As Anthony Legget, a Nobel laureate, commented [3], “Mathematical convenience versus physical insight […] that theorists are far too fond of fancy formalisms which are mathematically streamlined but whose connection with physics is at best at several removes […] heartfully agreed with Philippe Nozieres
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that ‘only simple qualitative arguments can reveal the fundamental physics’.” In that regard, mostly physical and simple qualitative insights will be examined and emphasized here. The goal has been to examine and scrutinize the ambiguous and challenging issues in thermal science and to present some novel contributions, with the hope to resolve a number of unsettled issues, and to encourage constructive criticism and collaboration for further progress. More specific and elaborate publications by this author and others are anticipated in the future. In addition to the original interpretations, the following, more specific and novel concepts are offered here: synergy of conjugate energy forcing-and-displacement; logical-proof of the fundamental laws; inevitable thermal-roughness concept; unfeasibility of entropy destruction; Carnot-Clausius heat-work equivalency; the impossibility of the 2LT violation at any space and time scale (for which ThD macro- properties are defined), without exception, among others. The diverse and perplexing terminology and definitions (in different branches of science) contribute to further ambiguity and confusion, and sometimes misunderstanding. Due to the lack and inadequacy of specific scientific vocabulary, some thermodynamic terminology is emphasized and synergized here by uncommon connotations, by using “dashed-attributes” with the respective nouns, “quoting words” and similar, in order to emphasize thermodynamic-meaning, as distinction from the meaning of the common terminology. The selected assertions are emphasized throughout this treatise under “Key-Points” while questionable (deficient) statements and misrepresentations are underscored as “Challenge-Points” and “False-Points,” respectively. Thermodynamics, as the science of energy and entropy, is the most fundamental discipline, and as such, it encompasses all existence in space and transformations in time, in nature. Due to the complexity of the diverse natural and artificial systems and processes, the fundamental laws often appear elusive and sometimes mystified. It is hoped that the logical reasoning presented here will contribute to improved comprehension of the fundamental concepts and related laws of thermodynamics and nature. The fundamental Laws of Thermodynamics (LT) are the fundamental laws of nature, and they are considered to be axiomatic and experiential without proof, as never experienced otherwise, or as self-evident postulates. Due to the very complex micro- and macro-structures and their intricate interactions, it would be impossible to deterministically prove the Laws, but they could be reasoned logically, and their general validity inferred in principle, as it will be deduced here. Since all existence is in principle mechanistic and physical, it will be demonstrated here that the LT are generalized extensions of the fundamental Newton’s Laws (NL) of mechanics. The First Law of Thermodynamics (1LT) is the generalized law of the conservation of energy, and the Second Law of Thermodynamics (2LT) describes the forcing tendency of nonequilibrium, useful-energy (or work-potential,
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WP) for its displacement and irreversible dissipation to heat with entropy generation, towards mutual
equilibrium.
The content of this treatise is presented in several Sections. In the next Sec. 2, “Energy forcing and
displacement,” the related concepts are pondered. The “force or forcing” is nonequilibrium energy tendency
to displace or redistribute (or to extend) from its higher to lower energy density (or energy-intensity) towards
mutual equilibrium with uniform properties. Then, the Sec. 3, “Reasoning logical-proof of the fundamental
laws,” reveals the concept of energy displacement as the mechanistic phenomenon in general, where the
elementary particles (including “field-equivalent” particles) or bulk systems (consisting of elementary
particles), mutually interact along shared displacement (with equal, respective action-reaction forces),
thereby conserving energy during their interactive, mutual displacement. Then, in Sec. 4, “Ubiquity of
thermal motion and heat, thermal roughness, and indestructability of entropy,” this author’s comprehension
of related phenomena is further advanced by defining concept of “thermal roughness” and reasoning
impossibility of entropy destruction, among others. In Sec. 5, “Carnot maximum efficiency, reversible
equivalency, and work potential,” the Sadi Carnot’s ground-breaking contributions of reversible processes
and heat-engine cycles’ maximum-efficiency is put in historical and contemporary perspective, and it is
argued that the Carnot’s contributions are among the most important developments in natural sciences. In the
succeeding Sec. 6, named here “Carnot-Clausius Heat-Work Equivalency” concept, a notion of true “heat-
work interchangeability,” is articulated and named here, as an essential consequence of “true” reversible
equivalency. Lastly, Sec. 7, “‛No Hope’ for the Challengers of the Second Law of thermodynamics,” presents
this author’s compelling arguments that “entropy can be reduced (locally, when heat is transferred out of a
locality), but it cannot be destroyed by any means on any space or time scale of interest.” Entropy, as the
“final transformation” cannot be converted to anything else nor annihilated, but only transferred with heat
and irreversibly generated with heat generation due to work dissipation, including Carnot “thermal work-
potential” dissipation. Relevant conclusions are presented at the end.
Selected Abbreviations and Notes (in logical order for usage convenience):
ThD: Thermodynamics (Carnot’s concept of “maximum power [work] from heat” in 1824, name coined in 1854 by
William Thompson, named Lord Kelvin).
ThM: Thermal motion (“vis-viva”: Lomonosov 1738, Count Rumford (Benjamin Thompson) 1798, Brown 1827,
Clausius 1857, Maxwell & Boltzmann 1859).
ThT: Thermodynamic (absolute) temperature (1848 W. Thompson (Lord Kelvin): based on the Carnot concept via the
IG derivation).
ThP; Thermal Particles are conserved physical particles, like atoms, molecules, electrons, and similar, that undergo
thermal interactions via chaotic thermal-motion and collisions.
ThVP; Thermal Virtual-Particles [as named here] are non-conserved dynamic particles (as opposed to physical ThP)
and they increase with entropy increase, i.e., with increase of thermal randomness of the physical-ThP.
NThVP: Number of Thermal Virtual-Particles, ThVP.
nth: Number of thermal moles is the number of ThVP per the Avogadro’s number, i.e., nth= NThVP/NA.
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Self- or spontaneous is a self-driven process within the interacting systems, without any external forced-influence, i.e.,
without any “external compensation.”
Dissipation is any “frictional” conversion of work or work-potential (WP) into heat or thermal energy, with diminished
remaining useful WP, resulting in irreversible energy degradation and commensurate entropy generation.
Irreversibility is “irreversible transformation”, or something permanently changed, without possibility to fully (or
“truly”) reverse all interacting systems back by any means. It should not be confused with local change back to the
original condition by “compensation” from elsewhere [4].
Thermal-Roughness (and Thermal friction) [as named here] are the underlying cause and source of unavoidable
irreversibility (2LT) since absolute-0K temperature is unfeasible (3LT), i.e., perpetual, real “smooth surface” is
impossible due to perpetual and unavoidable, dynamic ThM of ThP.
Reversibility or Reversible Equivalency is an ideal concept, represented by ideal processes without any energy
degradation (with maximum possible efficiency or without irreversible dissipation) so that their output and input
are truly-equivalent and may self-reverse-back completing a cycle, or may perpetually repeat back-and-forth in any
manner, therefore, effectively representing “dynamic (quasi-) equilibrium” [5].
Carnot cycle is an ideal, reversible cycle (with maximum possible, 100% 2LT-efficiency) consisting of reversible heat
transfers and isentropic work transfers, extracting maximum WP between the two reservoirs at high and low
temperatures. Therefore, as the ‘work-extraction measuring-device’, its cyclic-efficiency is the measure of the WP
between the two reservoirs only, i.e., it is dependent on the two temperatures only, and it is not dependent on its
design or mode of operation (independent on the quasi-stationary cyclic path or any other, reversible stationary-
process-path).
CtEf: Carnot Efficiency (a.k.a. Carnot Cycle Theorem) is the maximum possible, reversible cycle-efficiency interacting
within the high-and-low temperature reservoirs (ηmax=ηC=WC/QH=[1-QL/QH]rev =FC(TH,TL)=1- TL/TH).
CtEq: Carnot Equality [as named here, to resound the integral Clausius Equality, being its precursor] is the heat-
temperature ratio equality for reversible cycles between any two thermal reservoirs (QL/QH = TL/TH, or QH/TH
=QL/TL=Qref/Tref = Q/T=constant).
CsEq: Clausius Equality of cyclic-integral for any reversible cycle (Cycle Integral[dQ/T]=0 is deduced from the Carnot
Equality, CtEq).
CCHWE: Carnot-Clausius Heat-Work Equivalency,” [as emphasized and named here] is a generalized concept of heat-
work interchangeability as an essential consequence of ‘true’ reversible equivalency.
WP: Work-potential or maximum-possible useful-energy of a nonequilibrium system with regard to its reference
equilibrium (i.e., Carnot’s motive power of heat, sometimes work for short), or related free-energy, or exergy (where
the surrounding reference is standardized).
IG: Ideal gas (PV/(t+C)=k Clapeyron in 1834; PV=nRT Renault in 1845).
1NL: First Newton Law of equilibrium motion or resting inertia.
2NL: Second Newton Law of forced change of momentum or acceleration.
3NL: Third Newton Law of action and equal reaction (duality of balanced forces and conservation of momentum).
0LT: Zeroth Law of Thermodynamics (temperature uniqueness of thermal equilibrium).
1LT: First Law of Thermodynamics or First Law for short (energy conservation; 1843 Joule, 1847 Helmholtz).
2LT: Second Law of Thermodynamics or Second Law for short (nonequilibrium useful-energy dissipation with entropy
generation towards equilibrium; 1824 Carnot, 1850 Clausius, 1851 Thompson, 1854 Clausius theorem (dQ/T),
1865 Clausius entropy, 1874 Clausius formal statement of 2LT, 1867 Maxwell’s Demon, 1876 Gibbs free energy
in Chemical ThD).
3LT: Third Law of Thermodynamics (impossibility of [thermal] emptiness [impossible absolute-0K nor to stop thermal
motion]; 1906 Nernst).
4LT: Forth Law of Thermodynamics (impossibility of evolution forever, “growth without decay” is impossible; selective
and self-reproductive evolution is extending inevitable irreversibility. NOTE the 4LT is evolving in many forms
and it is still to-be-defined!).
PMM0 or PM: Perpetual-motion machine of the 0th kind (or “Perpetual [free] motion” in short) that violates the
irreversible dissipation or friction (impossibility of free perpetual motion without dissipative resistance).
PMM1: Perpetual-motion machine of the 1st kind that violates the 1LT (impossibility of creating energy from nowhere).
PMM2: Perpetual-motion machine of the 2nd kind that violates the 2LT (impossibility of self-creating useful-energy or
WP from within equilibrium).
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PMM3: Perpetual-motion machine of the 3rd kind that violates the 3LT (impossibility of converting all heat to work since absolute-0K temperature is unachievable). PMM4: Perpetual-motion machine of the 4th kind that violates the 4LT (impossibility of evolution forever without decay, or similar: NOTE the 4LT is evolving in many forms and it is still to-be-defined!). 2. Energy forcing and displacement Mass-energy of material systems (or energy for short) is nonuniformly distributed (or displaced) within the systems’ energy-space (or displacement space, or displacement or extensity for short), with non-uniform energy-density, i.e., energy per unit of its displacement space (or energy intensity or energy-force, or force for short). The displacement is the energy extensive property, and by definition, it is the conjugate with its energy-force, see TABLE 1. There is natural, directional forced-tendency to displace energy from higher to lower intensity and during such a process (displacing energy from higher to lower intensity locality), it equalizes the energy intensity (or energy density) while asymptotically approaching, the stable mutual-equilibrium of balanced forcing and infinitesimal fluxes within all interacting systems. Namely, an acting particle (or body, a bulk of particles in general) with higher energy density interacting with a body at lower energy density, the two being in non-equilibrium (non-equal energy densities), will act upon to displace its energy (acting body’s energy) onto a resisting (reacting) body, resulting in decreasing acting-body energy and energy-density (“figuratively decelerating”) while increasing the reacting body’s energy and energy-density (“figuratively accelerating”) until the energy density of the interacting bodies equalize and forcing-interactions cease, when mutual state of stable equilibrium is reached, without further energy displacement. This natural phenomenon is the meaning and origin of forced-tendency (definition of forcing or force), as well as the meaning of the energy-displacement, i.e., description and formulation of the Laws of mechanics and thermodynamics. There is a deep meaning behind the vocabulary and description of the fundamental concepts to be elaborated elsewhere.
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TABLE 1. Typical Energy Intensive and Extensive Conjugate Properties (Energy-Force and Energy-Displacement)
Generic name
Customary
name
Definition
Unit
Energy-Force (or Intensity)
(Intensive property, conjugate
with Energy-Displacement)
Generalized
Force
(Intensity)
Energy-intensity or energy-density is energy per
unit of energy displacement, by definition, it is the
conjugate property with energy displacement, see
next.
[F ]
=J/[ ]
Energy-Displacement
(or Energy-Space or
Extensity)
(Extensive property conjugate
with Energy-Force)
Generalized
Displacement
(Extensity)
Energy-extensity or energy-space is energy per
unit of energy intensity, by definition, it is the
conjugate property with energy-force, see above.
[ ]
see
specifics
below
Mechanical force
(Newtonian)
Force
(Newtonian)
Newtonian bulk force or total pressure force, or
energy per unit of bulk displacement.
N=J/m
Mechanical displacement
(Newtonian)
Displacement
(Linear)
Linear displacement of bulk body or Energy per
Newtonian bulk force.
m
Mechanical compression force
Pressure
Mechanical compression energy per space
volume.
J/m3
=N/m2
Mechanical compression
displacement
Volume
Compressible volume.
m3
Thermal force
Temperature
Thermal energy per unit of entropy (or average
thermal energy per dynamic thermal particle).
K
(or J/[kB]
=J/[1])
Thermal displacement
Entropy or
Number of
thermal virtual-
particles
Thermal energy per absolute temperature (or
number of dynamic, thermal virtual-particles;
irreversibly generated, include thermal-particle
chaotic-dynamics in space, non-conserved).
J/K
(or [1])
Chemical force
Chemical
potential
Chemical energy per unit of number or moles of
species (or per number of chemical species).
J/Mole
=J/[1]
Chemical displacement
Number of moles
or species
Number of species or number of moles of
chemical species (conserved).
[1]
Electrical force
Voltage
Electrical energy per unit of electrical charge (or
per number of charged particles).
V=J/C
(or J/[1])
Electrical displacement
Capacity or
Number of
charged particles
Electrical energy per unit of electrical force (or
number of electrically charged particles;
conserved).
C=J/V
(or [1])
Etc. for other energy types
Etc.
Etc.
Etc.
NOTE that all but thermal energy-displacements are conserved, while thermal displacement (entropy or number of
thermal virtual-particles, NThVP) is irreversibly generated due to dissipation of all other energy types to heat.
KEY-POINT 1. Mass-energy, or energy in general, is the underlying, building block of all energy- fields and material existence in space (“activity” of all fundamental particles, including field- equivalent particles, and “inertia” of their bulk interactions) with a spontaneous tendency to displace in time towards mutual, stable equilibrium, thus defining space and time existence. During its displacement, energy is conserved [1LT]. KEY-POINT 2. Force and Forcing is the spontaneous (by-itself or of-itself) energy tendency to displace, directionally from higher to the “adjoining” locality of lower intensity (from higher to lower energy-density). Since displacement is mutual interaction of competing particles and systems, the force duality is mutually exhibited and balanced between the interacting systems, the action and reaction forces as described by the Third Newton Law (3NL), including the acceleration force (the Second Newton Law, 2NL), and including its special case of uniform motion without acceleration (uniform velocity, including zero velocity or resting), with balanced external forces as described by the First Newton Law (1NL). KEY-POINT 3. Useful-energy or work-energy potential (or free-energy, or work-potential, or work for short) is the nonequilibrium energy within interacting systems, capable of displacing spontaneously (by itself) out of a system while it is coming at the mutual equilibrium with the most
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efficient processes (without dissipative conversion to heat). In an ideal reverse-process, such original work, as the formation-work, would create the original nonequilibrium. If the surrounding reference system is well defined (P0, T0, µio, V0, …), then such work-potential (WP) of a given system state (P, T, µi, V, …) is a unique [quasi-] property of the system state and is defined as exergy. Therefore, the useful-energy or work-potential or exergy are essentially the same concepts and conserved during ideal, reversible interactions. In real, irreversible processes the work (i.e., exergy) will be dissipated (converted) to heat and diminished. The WP as energy cannot be generated but only displaced (transferred) and is not conserved since it is irreversibly dissipated to heat with entropy generation [2LT]. KEY-POINT 4. The driving cause and source of any and all process-forcing, manifested by energy displacement, is due to nonequilibrium WP, or the exergy-difference between any two process states. KEY-POINT 5. The energy-process (i.e., energy interaction-displacement, or process for short) is caused or driven by directional forcing due to nonequilibrium WP. In ideal, the most-possible efficient, reversible processes the WP (or exergy) is conserved, however in real processes the exergy is dissipated to heat with entropy generation due to diverse causes of directional work dissipation, i.e., chaotic energy redistribution in all possible directions, known as dissipation of WP into randomized thermal-energy, or dissipation of work to heat during a process. If all WP is dissipated, then the mutual equilibrium is achieved with no mutual work potential, with maximum entropy, and with no possibility of any further energy displacement, unless external exergy (i.e., WP) is applied. KEY-POINT 6. There is no perfect equilibrium, nor perfect absolute zero temperature, nor reversible process, nor any other ideal, perfect system nor process. However, such perfect systems and ideal processes are very useful and often necessary to describe and define fundamental concepts of natural phenomena. 3. Reasoning logical-proof of the fundamental laws The two fundamental Laws of Thermodynamics (1LT and 2LT) are believed to be empirical and axiomatic without proof. However, they are mechanistic in nature and in principle are more general consequences of the Newtons’ law of motions, see Fig. 1. The three Newton’s Laws (NL) of forces-and- motions are holistic in a sense that the 2NL of motion is also the 3NL of action-reaction-equality when the inertial forces are included, and the 1NL of inertia is a special case of the 2NL when external force is zero. It may be deduced that, due to equality of acting and reacting forces along the same mutual displacement, the energy transferred by acting-force displacement must be equal to the energy of the opposing, reacting- force displacement — that is, the interactively displaced (or transferred) energy from acting to reacting particle or body will be conserved. In the absence of the opposing reaction-forces there will be no energy transfer. This will be true in general since all elementary and/or bulk interactions are additive, regardless of complexity of system structure or types of interactions (also forced-fields could be represented by relevant “equivalent particles,” like photons, etc.). Furthermore, it is reasoned here that the energy directional-transfer (2LT) is due to a particle or body forcing-action onto another particle or body resisting to change its existential ‘inertial-state’, by equal reacting force in opposite direction (the 3NL) along a mutual displacement.
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As shown on Fig. 1, since the Action-force, FA, is balanced by (equal magnitude to) Reaction-force, FR, (the 3NL, including inertial force – the 2NL) along the shared, interaction-displacement, dLA = dLR, then, the amount of “action energy out” would equals to the amount of “reaction energy into”, i.e., the energy is conserved during any and all interactions (First Law of thermodynamics, 1LT): {|𝑑𝑬𝐴= 𝑭𝐴𝑑𝑳𝐴|} = {|𝑭𝑅𝑑𝑳𝑅= 𝑑𝑬𝑅|}
(1)
For “free motion” or “free expansion” no energy transfer (energy is conserved within), i.e.,
(𝑭𝑅|𝐴= 0, 𝑑𝑭𝑅|𝐴= 0) and 𝑑𝑬𝑅|𝐴= 0 ∙𝑑𝑳𝑅|𝐴= 0
(2)
FIG. 1. Reasoning Concepts of Forcing and Energy Displacement: Energy of a particle (or equivalent
field-particle) [Left] or bulk body [Right] will not change without forced interactions, i.e., Interactive-
Forcing (Action-Reaction) and Energy-Displacement (energy transfer-and-conservation). A particle
or bulk-body in motion will uniformly move [Left] or freely expand [Right] unless interacting and
exchanging energy with another particle or body. Elementary particle or ideal body interactions are
reversible, but real, collective bulk-structure interactions of bounded collective-particles are
irreversible due to dissipation of collective-bulk, macro-energy within interacting micro-structures
made up of interacting particles or equivalent field-particles.
Therefore, during the mutual (shared and equal) displacement the acting body will be transferring its
energy onto the reacting body, the two being the same, in principle, the product of equal action and reaction
force (including process inertial forces) and equal mutual displacement. Therefore, the directional energy
“FREE MOTION” without any Reaction
𝑭𝑅= 0
𝑭𝐴= −𝑭𝑅
Action Force = −Reaction Force
(Newton Law)
(Action) CAUSE-And-EFFECT (Reaction)
Particle-Interaction Forced Displacement
(“Decelerating” Action & “Accelerating” Reaction)
𝑑𝑳𝐴= 𝑑𝑳𝑅
𝑭𝐴
𝑭𝑅
“FREE EXPANSION” without any Reaction
𝑭𝑅= 0
Since Action-force is balanced by (equal to) Reaction-force (Third Newton Law, including inertial
force – Second Newton Law) along the shared, interaction-displacement, then Action Energy |-out|
equals Reaction Energy |+in|, i.e., Energy Conservation (First Law of thermodynamics, 1LT):
{|𝑑𝑬𝐴= 𝑭𝐴𝑑𝑳𝐴|} = {|𝑭𝑅𝑑𝑳𝑅= 𝑑𝑬𝑅|}
During forced-interaction energy is directionally transferred (2LT) and conserved (1LT)
For “FREE MOTION” or “FREE EXPANSION” no energy transfer (𝑭𝑅|𝐴= 0, 𝑑𝑭𝑅|𝐴= 0)
𝑑𝑬𝑅|𝐴= 0 ∙𝑑𝑳𝑅|𝐴= 0, i.e., No Energy Transfer (Energy Conserved within)
𝑭𝐴= −𝑭𝑅
Action Force = −Reaction Force
(Newton Law)
Bulk-Interaction Forced Displacement
(Expansion Action & Compression Reaction)
𝑑𝑳𝐴= 𝑑𝑳𝑅
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transfer and dissipation (2LT) and energy conservation (1LT), are consequence of the fundamental Newton’s
Laws of mechanics, and not empirical as commonly postulated, see Fig. 1.
KEY-POINT 7. All interactions in nature are mechanistic, and during forced-interactions, energy is
directionally transferred (2LT) and conserved (1LT). In case without interaction, if a particle (or a
body, a bulk system) is not encountering resisting particle (or resisting body), the particle or body
will continue with its “free motion,” or an expanding gas without any resisting interaction will
undergo “free expansion” without transferring any energy, and therefore, the energy will be
conserved internally within (Fig. 1).
KEY-POINT 8. The forced displacement interaction is a process of energy transfer from the acting
particle (or body) with higher energy density onto a reacting particle (or body) of lower energy
density, displacing (transferring) its energy during the interaction, i.e., diminishing its energy
(figuratively “decelerating” its structure) while increasing energy of the reacting body (figuratively
“accelerating” its structure) until the energy densities (or intensities) are equalized when mutual self-
sustained equilibrium is achieved.
4. Ubiquity of thermal motion and heat, thermal roughness, and indestructibility of entropy
4.1. Ubiquity of thermal-motion and heat
The thermal-motion (ThM) and heat are ubiquitous since any work-potential (WP) transfer or storage
(hence all processes) will be impeded and in part irreversibly dissipated to heat (in principle, increasing ThM
and thermal energy, i.e., temperature and/or entropy) caused by different types of “dissipative-frictions,”
ultimately instigated by “thermal roughness” (as reasoned, defined and named here) due to the existing,
chaotic ThM of thermal particles (ThP). Furthermore, since the ThM cannot be ceased (i.e., zero absolute
temperature is unattainable; the 3LT), the dissipative irreversibility is unavoidable in general (the 2LT),
contributing to further ubiquity of heat and related thermal phenomena, for all processes without exception.
KEY-POINT 9. The “thermal,” as adjective, implies chaotic, randomized motion, kind of “thermal
turbulence.” Average thermal energy per particle is temperature (or intensity of ThM energy), and
extensive randomness of the bulk ThM is entropy (or extensity of ThM energy; or the total ThM
energy per temperature, since intensity and extensity are the conjugate thermal-energy properties,
see Table 1).
Entropy is elusive and sometimes puzzling with temperature since both tend to increase with heat
generation and storage, and with heat transfer. However, more entropy, more thermal space more non-
conserved, thermal virtual-particles, ThVP (as defined and named here), even if physical thermal particles,
ThP, are conserved. The increase of ThM energy and its extensive randomness (entropy) is, in principle,
complemented with higher average of ThM energy per physical thermal-particle (the higher temperature).
The ThM may be ideally intensified (i.e., thermal energy and temperature increased) by reversible work
over conserved thermal-space (or conserved entropy), and in reverse when work is extracted (thermal energy
and temperature are decreased), while thermal space (entropy) is also conserved (see the CCHWE in Section
6 and elsewhere).
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KEY-POINT 10. The work transfer is the only way to change temperature outside the range (above
the highest and below the lowest) of temperatures of the available thermal reservoirs, since the direct
heat transfer occurs within the temperature range of available thermal reservoirs (see elsewhere, and
to be elaborated in a separate treatise).
Thermal energy (or stored-heat or energy of ThM) is transferred (or displaced) as heat via ThM and
thermal-collisions, from the ThP at a higher temperature on-average, to the ThP at a lower temperature on-
average, by means of random “poking or jiggling” of ThP, across a real or imaginary boundary, without the
need for physical ThP to be displaced across, similarly as the AC electrical energy is displaced (but in an
orderly, wavy or cyclic manner, not like the chaotic thermal energy) from one electron to another, without
need for electron displacement per se.
Temperature is thermal-intensity or thermal-force, i.e., particle-average thermal-motion energy per
thermal particle, like atom, molecule, electron or similar.
Entropy is thermal displacement-space, defined as ThM energy per unit of its intensity (temperature),
i.e., ‘thermal-space randomness’ of chaotically-moving thermal-particles, that is, “randomly traversed-space”
by thermal particles, (randomness of both, space-directions and dynamic-motions), due to thermal collisions,
and it may be represented by non-conserved “thermal virtual-particles, ThVP.”
KEY-POINT 11. Thermal Virtual-Particles (ThVP) are non-conserved dynamic particles (as opposed
to physical ThP) and they increase with entropy increase, i.e., with increase of thermal randomness
of the physical-ThP.
We now define the number of “thermal virtual-particles” NThVP, which may be considered as the “particle
dimensionless entropy,” i.e.:
NThVP=S/kB = ln( )=Uth/(kBT).
(3) Then, we may define the number of “thermal moles” nth, which may be considered as the “molar dimensionless entropy,” i.e.: nth= NThVP /NA =S/(kBNA) =S/Ru
(4) Where, S is entropy; Uth is the internal thermal-energy; is the number of the “possible thermal, microscopic states”; NA is the Avogadro’s number; kB is the particle Boltzmann constant; and Ru is the molar, universal gas constant. The number of thermal virtual-particles, NThVP, is non-conserved, as opposed to conserved number of physical thermal-particles, NThP (like atoms, molecules, electrons, and similar). The former increases with entropy, i.e., with increase of thermal randomness. KEY-POINT 12. Heat transfer (“thermal poking”) requires a higher-temperature source and is always accompanied by entropy transfer (Q=TdS). However, if an energy is transferred in orderly manner, without entropy transfer, then it is not heat but adiabatic work transfer — it increases energy and
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temperature but is ideally isentropic, without entropy transfer. That is how the temperature could be increased without heating. And in reverse, adiabatically extracting work would lower temperature without cooling, otherwise, the latter would require a lower-temperature heat sink. Namely, only work could increase temperature above or decrease below the available source or sink temperatures, respectively.
Heat Q, and work W, are considered as “energies in-transfer,” as process-quantities and not as properties,
since after being stored within a system they “lose identities” and increase the system “internal energy (U or
E), as if they are not distinguishable after being stored.
However, this author does not agree with such and similar accounts [7] since the quality of such internal
energies is not the same (i.e., different WPs and entropies; the 2LT). Namely, storing the same amounts of
heat or work results in different system states, with different entropy, volume, etc., regardless that amount of
total internal energies is the same (energy conserved, the 1LT; but not the same quality nor WP, the 2LT).
For example, if heat Q is stored at constant volume to a system at initial state (Ui, Vi, Si, …), the final
state will be (U=Ui+Q, V=Vi, S Si, …), however, if the same amount of work W=Q is reversibly stored
instead, the final state would be different (U=Ui+W=U, V V, S=Si, …). If the processes are reversed
back to the original initial state, it would be ideally possible to retrieve the original work W from U but
that work could not be obtained from U (even though U= U ), which proves that the internal energies U
and U are not the same quality (not the same states, different WPs and exergies; the 2LT), regardless being
the same quantity (same U-amounts; the 1LT).
KEY-POINT 13. Claiming that storing Q or W (if Q=W) would indistinguishably increase the
internal energy U, is only convenient for easy bookkeeping (it sidesteps difficulties of distinguishing
energy quality), but it is deceptive since U=U+Q and U=U+W are not truly [reversibly]
equivalent (not the same free-energies nor WPs, see Sec. 5). Namely, there is the specific and
distinguishable quantitative measures of stored work, i.e., the work-potential (WP or “stored-work”)
within internal energy (U), and of stored heat (thermal energy, Uth, or “stored-heat”) associated with
temperature and entropy (T, S). Both, the exergy and Uth (being uniquely defined for a specified
reference state), they may be considered as [quasi-] properties, to be further elaborated in a separate
writing.
Additional difficulties of distinguishing internal energy types are due to coupled dualities (conjugate
multitude) of internal energy types. If work or/and heat are stored, even when U is quantitatively the same,
the other properties that characterize its quality and true equivalency (like V, S, and others in more complex
systems), are not the same. Furthermore, heat and work are interchangeable as demonstrated by the Carnot
cycle and the Carnot-Clausius Heat-Work Equivalency (CCHWE), as defined and named here (Sec. 6.). For
example, the ideal gas energy of thermal motion, NkBT, manifests also as mechanical compression energy
PV, as expressed by its equation of state: PV NkBT, see Sec. 6.1.
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4.2. Thermal Roughness and Thermal Friction The “Thermal Roughness” and “Thermal Friction” are defined and named here as new concepts, as the underlying cause and source of inevitable irreversibility since absolute-0K temperature is unfeasible (3LT). No ideal systems nor frictionless processes are possible due to unavoidable thermal-motion (ThM) of thermal-particles (ThP). Even “superconductivity” at lower temperature must be at least infinitesimally irreversible since any energy flow must interact and be affected, regardless of the extent (even if infinitesimally), by the chaotic ThM collisions of the ThP, the latter being the cause and source of related EM thermal radiation. It is impossible to have a perpetual “smooth boundary surface” due to unavoidable, dynamic and chaotic ThM of the ThP, see FIG. 2. It is remarkable that all existing useful energy, quantified by the WP, the cause and source of process- forcing and energy displacement, dissipatedly convert to thermal motion (i.e., generated heat and entropy). In turn, the latter is the cause and source of the “thermal roughness” and thermal friction. Furthermore, all “other dissipations” are ultimately caused by the underlying “thermal friction”, by dynamic “thermal roughness” due to chaotic ThM (random fluctuations of ThP). THERMAL ROUGHNESS and THERMAL FRICTION: Real surface is always “Dynamic-and-Rough” (chaotic dotted-line) since it is impossible to have a “Still-and-Smooth” surface (plane solid-line) due to perpetual and unavoidable, dynamic “Thermal-Motion (ThM)” of “Thermal Particles (ThP)” always above unachievable, absolute-0K temperature (3LT). FIG. 2. Thermal Roughness and Thermal Friction are the underlying cause and source of unavoidable irreversibility (2LT) since absolute-0K temperature is unfeasible (3LT), i.e., perpetual “smooth surface” is impossible. No ideal systems nor frictionless processes are possible (even “superconductivity” must be infinitesimally irreversible) due to unavoidable interference with EM thermal radiation due to thermal motion and collisions.
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4.3. Indestructibility of entropy
All transformations or processes are caused by the nonequilibrium work-potential (WP) and are
accompanied by energy forced-displacement, either as work (in an orderly way) or as heat (via chaotic ThM
and thermal collisions, including the “Carnot WP of heat,” see Sec.5).
Ideally, in limit, the heat and work could be displaced or transferred in reversible processes without any
dissipative loss of the WP, like in ideal Carnot cyclic processes. Heat is transferred at infinitesimal
temperature difference so that entropy transfer from a thermal source is the same as into a thermal sink (either
the thermal reservoirs or the system); therefore, the entropy is conserved. Similarly, the adiabatic, reversible
work transfers are ideal processes without any dissipation of WP to heat, i.e., they are not associated with
entropy and therefore isentropic.
However, all real processes are caused and accompanied by displacement and dissipation of WP. If no
WP to displace, there would be no process-forcing (no process would be possible) as in a self-sustained,
perpetual equilibrium. The dissipation of WP is not an “annihilation loss” per se, but its conversion and
degradation of work to heat, accompanied with entropy generation, the latter commensurate with WP
dissipation per relevant absolute temperature, often figuratively named as “work-loss” or degradation of
useful energy.
Irreversibility, I, is the “irreversible loss” of the WP, or more accurately the work dissipative conversion
to generated-heat, I=WLOSS= Wdiss= Qgen,). The work dissipation is directly related to the entropy generation,
Sgen, at relevant reference, absolute temperature, Tref, (the Gouy-Stodola correlation, Eq. 5). The work
dissipation and related entropy generation are the two sides of the same coin (“half empty vs. half full”), i.e.,
{I=[WLOSSWdiss]=Qgen}=TrefSgen ≥ 0
(5) KEY-POINT 14. The “lost or dissipated” work is actually compensated with or converted into the generated heat (the 1LT). However, along the generated heat the generated entropy is the “final and indestructible quantity” since there is no way (no process possible) to convert entropy into nor to compensate entropy with anything at all, nor to annihilate it — the entropy is truly indestructible (the 2LT). KEY-POINT 15. Since all real, irreversible processes generate heat and entropy due to unavoidable dissipation of work to heat (ultimately instigated by the “thermal roughness” as elaborated and named here), and all ideal, reversible processes conserve entropy, then, there is no any other processes left to miraculously generate WP without a due WP-source, nor any “imaginary process” could destroy (or annihilate) entropy, since it would be a “self-reversal of dissipation” and contradiction- impossibility against the natural forcing — it would imply self-generation of nonequilibrium (and its WP); therefore, rendering a logical proof of indestructibility of entropy (the 2LT). Furthermore, there is no process possible (no heat nor work transfer process) to destroy entropy — the thermal entropy cannot be converted to anything else nor destroyed, but it will be always irreversibly generated, without exception, at any relevant space or time scale, where the macro-properties could be defined.
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In ideal, thermodynamically reversible processes the WP and entropy are “re-organized” and conserved, while in real, irreversible processes the WP, as cause and source of forced energy displacement, is transferred and expended (diminished), due to its dissipation (i.e., dissipative conversion) to heat with entropy generation. A nonequilibrium (i.e., its WP) may be increased only by forcing on the expense of another WP, as a necessary WP-source. During such forced interactions the WP in ideal reversible processes would be reorganized and conserved (1LT & 2LT), or, in part, it would irreversibly dissipate to heat, i.e., the WP would be irreversibly diminished (2LT) — however, the totality of energy (WP and generated-heat) would be conserved (1LT, again). Therefore, there is no way to self-create nonequilibrium work-potential against the natural forcing towards equilibrium. The former would be contradiction of the latter. 5. Carnot Maximum Efficiency, Reversible Equivalency, and Work Potential 5.1. Carnot Cycle Maximum Efficiency: Proof by Contradiction-Impossibility It is intention here to put, in historical and contemporary perspective, the Sadi Carnot’s revolutionary discovery of “reversible processes and maximum-possible efficiency of heat-engine cycles,” and to show that the Carnot’s contributions are among the most important developments in natural sciences, see Key-Pt. 16 and Fig. 3. Only, based on his ingenious and far-reaching reasoning, that the reversible processes and cycles are equally and the most efficient, it was possible later, for Clausius and Kelvin, and other Carnot’s followers, to discover critical concepts and laws, and to establish Thermodynamics (ThD) as a new discipline of natural sciences. KEY-POINT 16. If the critical and ingenious discoveries by Clausius and Kelvin make them “fathers of thermodynamic,” then, Sadi Carnot was the “grand-father of thermodynamics-to-become.” The invaluable concepts of “thermodynamic reversible equivalency” and concept of useful “work potential” were formalized later by others; however, all are based on the original discovery of Sadi Carnot. Long before the inception of Thermodynamics, even before the [First] Law of energy conservation was established, Sadi Carnot, in 1824, affirmed the following [8]: “The motive power of heat is independent of the agents employed to realize it; its quantity is fired solely by the temperatures of the bodies between which is effected, finally, the transfer of the caloric”, i.e.,
𝑊𝑛𝑒𝑡𝑂𝑈𝑇= 𝑊𝐶[𝐶𝑎𝑟𝑛𝑜𝑡] = 𝑄𝐻⋅𝑓𝐶(𝑡𝐻, 𝑡𝐿); i. e. , 𝜂𝐶= 𝑊𝑛𝑒𝑡𝑂𝑈𝑇 𝑄𝐻 | 𝑀𝑎𝑥|𝑅𝑒𝑣.
𝑓𝐶(𝑡𝐻, 𝑡𝐿)
⏟
Qualitative function
(6) Where, C is the Carnot cycle efficiency, maximum possible and equal for any and all reversible cycles. The cycle is converting heat, QH, from high-temperature thermal-reservoir at TH, extracting cycle work, WC, and passing heat to a low-temperature thermal-reservoir at TL.
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FALSE-POINT 1. Citation in some references, that Sadi Carnot derived the maximum cycle efficiency, C=1-TL/TH, named in his honor, is false since Carnot wrongly assumed conservation of caloric (QL=QH), and the absolute temperature were not defined in his time. Regardless, Carnot ingeniously, considering the knowledge at his time, deduced completely and correctly that the efficiency depends on the two thermal reservoirs’ temperatures, tH and tL, only, see Eq. (6). The maximum cycle efficiency was derived later by Kelvin (1850, using IG) and generalized by Clausius (1854), based on the Carnot’s work in 1824, and named it in his honor.
FALSE-POINT 2. Also, some references wrongly cite that Sadi Carnot stated that “the maximum cycle
efficiency depends on the temperature difference of the two thermal reservoirs [C=f(tH-TL)].
However, it is false, since Carnot stated (and was aware) that maximum efficiency depends on the
two temperatures only, but not their difference directly, see Eq. (6).
Sadi Carnot reasoned and proved the reversible cycle, maximum efficiency based on logical
“contradiction-impossibility” as emphasized next (see Key-Pt. 17). He also detailed accurately how to
accomplish the ideal cycles. The specifics and consequences of Sadi Carnot’s ingenious reasoning with his
complete and accurate discoveries were presented in his, now famous publication [8] and elsewhere,
including this author’s prior publications [9, 10].
“Maximum efficiency” definition:
Maximum thermodynamic efficiency of a work-producing process (or set of processes) is when
“maximum-possible work” is obtained (or extracted), equal to the respective work-potential (WP) of a system
(or thermal reservoir) initial state (or input) with respect to its final state (or output), usually in equilibrium
with a reference surrounding state; or when “minimum-possible work” is supplied to create the same initial
state, with the same original WP from the same equilibrium state; i.e. when there is no work-dissipation to
heat of any kind during such reversible processes (or set of processes).
The “maximum cyclic-process efficiency” is defined in the same manner since it consists of several
reversible processes, and it expresses WP of an energy-source system [thermal reservoir at higher
temperature] per unit of energy [heat] consumed when reversibly interacting with a reference, energy-sink
system [thermal reservoir at lower temperature].
The two, extracted and supplied works (or “work out” and “reverse-work into” a system), related to the
same system nonequilibrium state and its respective equilibrium with the same reference surrounding system,
must be maximum-possible and minimum-required, and both must be the same for all respective reversible-
processes, as a matter of “contradiction impossibility,” see Key-Pt. 17 and elsewhere [8, 9-10].
KEY-POINT 17. Proof by “contradiction-impossibility” of an established fact is, by definition, the
logical proof of the stated fact. If a contradiction of a fact is possible then that fact would be void and
impossible. It is illogical, absurd, and impossible to have it both, “the one-way and the opposite-way.”
For example, if heat self-transfers from higher to lower temperature, it would be “contradiction-
impossibility” to self-transfer in the opposite direction, from low to high temperature.
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Otherwise, if a reversible process (including a cyclic process) with a smaller reversible, extraction-work would be possible (with smaller efficiency than another reversible process), as if a part of the possible (original) WP were mysteriously vanished in ideal process or cycle. Furthermore, its “reverse-process” (with its smaller work input would be more efficient), would then have a higher efficiency than the other’s, or with the other’s larger work, it could create a higher WP state than the original, as if such WP difference was a miraculous GAIN, created without due WP source, see Fig. 6. Likewise, if the reverse-process (with smaller reversible-work) is coupled with another power-process, to use its higher maximum-work, it would result in spontaneous heat transfer from a lower to higher temperate (a contradiction impossibility of known fact). It would be equivalent to generation of nonequilibrium from within equilibrium, or producing work from a single thermal reservoir, or destruction of entropy; see relevant explanations with supporting Figures in [8, 9-10]. Or, as ingeniously reasoned by Sadi Carnot, that “such coupling of two different efficient reversible- cycles would result in impossible creation of caloric.” Carnot’s reasoning methodology was ingenious and far-reaching, and his final conclusions were accurate, regardless of his erroneous assumption of conservation of caloric. KEY-POINT 18. All reversible processes (including cyclic processes) under the same conditions must have equal and maximum efficiency, as demonstrated by relevant “contradiction impossibility.” As a matter of fact, the reversible processes and cycles were a priori “specified” as ideal, with maximum possible efficiency, with a priory 100% “2LT reversible-efficiency, not dependent on their design or mode of operation (independent on their quasi-stationary cyclic path or any other, reversible stationary-process-path). Actually, as the ideal ‘work-extraction measuring-devices’, all reversible processes and cycles, in fact, determine the WP (as % or ratio efficiency with reference to relevant total energy) of an energy-source system with another reference system (like the two thermal reservoirs with the Carnot cycle, so their WP-ratio being dependent on their temperatures only). For example, if the heat is in fact always spontaneously transferred from a higher to lower temperature, then spontaneous heat transfer in reverse direction, from a lower to higher temperature would not be possible, as the matter of contradiction-impossibility. The similar is true for any spontaneous energy displacement (energy transfer) against the respective energy force. A process spontaneity has a meaning for a process to be possible to proceed by itself (i.e., self-driven process “in self-physical, certain-direction, whatever it may be”) without any external influence or another external compensation. The external influence or compensation may be an external power-process, or it may even be another internal, “conjugate power- process” or its tendency to drive as-an-external process, like thermoelectrical phenomena, or thermomechanical or other elusive-like processes, influenced by gravity and other forced fields. Such mutually associated phenomena and processes may delude ‘existence of miraculous processes,” resembling impossible contradiction which they are actually not.
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5.2. Carnot Cycle, Carnot Efficiency, and Carnot Equality
All related discoveries of the most important concepts of thermodynamics, after Carnot’s 1824
publication [8], regarding the reversible equivalency and maximum efficiency of reversible processes, in one
way or another, were based on Carnot’s work. Namely, the absolute, thermodynamic temperature (not
dependent on material of a thermometer nor its design; and not to be confused with the equivalent but not the
same concept of ideal-gas absolute temperature), the entropy concept, the Second Law of thermodynamics,
and the Gibbs free energy concept, among others. The Carnot Equality (CtEq) is specifically defined and
named next (Fig. 3 and elsewhere), to be distinguished from the well-known Carnot Efficiency (CtEf), the
latter also known as the Carnot (Cycle) Theorem.
{𝑄𝐻, 𝑄𝐿,𝑊𝐶}
⏟
𝐶𝑌𝐶𝐿𝐸
⇐ ⇔ ⇒
⏟
𝐸𝑄𝑈𝐼𝑉𝐴𝐿𝐸𝑁𝑇
𝑹𝑬𝑽𝑬𝑹𝑺𝑰𝑩𝑳𝑬 𝑬𝑸𝑼𝑰𝑽𝑨𝑳𝑬𝑵𝑪𝒀
[𝐂𝐚𝐫𝐧𝐨𝐭 (𝟏𝟖𝟐𝟒)]
{−𝑄𝐻, −𝑄𝐿, −𝑊𝐶}
⏟
𝑅𝐸𝑉𝐸𝑅𝑆𝐸 𝐶𝑌𝐶𝐿𝐸
𝜂𝐶= 𝜂𝑟𝑒𝑣= 𝑊𝑚𝑎𝑥
𝑄𝐼𝑁
= 𝑓𝑐(𝑇𝐻, 𝑇𝐿)
⏟
𝐂𝐚𝐫𝐧𝐨𝐭 (𝟏𝟖𝟐𝟒)
1 −𝑄𝐿
𝑄𝐻
⏞
𝑟𝑒𝑣
= 1 −𝑇𝐿
𝑇𝐻
⏟
𝐊𝐞𝐥𝐯𝐢𝐧 & 𝐂𝐥𝐚𝐮𝐬𝐢𝐮𝐬 (𝟏𝟖𝟓𝟎𝐬)
⏟
𝑪𝒂𝒓𝒏𝒐𝒕 𝑻𝒉𝒆𝒐𝒓𝒆𝒎
{
𝑄(𝑇) 𝑄(𝑇0) = 𝑓(𝑇) 𝑓(𝑇0)| 𝑓(𝑇)=𝑇
𝑇
𝑇0 =
𝑄
𝑄0
⏞
by Carnot′s followers [Clausius (1854)]
⏟
𝑪𝒂𝒓𝒏𝒐𝒕 𝑬𝒒𝒖𝒂𝒍𝒊𝒕𝒚 (𝑪𝒕𝑬𝒒)
or
𝑸
𝑻=
𝑸𝟎
𝑻𝟎 i. e.,
𝑸
𝑻= 𝑐𝑜𝑛𝑠𝑡𝑎𝑛𝑡
⏟ }
< ? >
⏞
Essentially
Important as
{𝑚𝑐2}
⏞
𝐄𝐢𝐧𝐬𝐭𝐞𝐢𝐧
(1905)
FIG. 3. Carnot Equality [as named here], Q/Q0=T/T0, or Q/T=constant, for reversible cycles (different from Carnot Theorem), is much more important than what it appears at first. It is probably the most important correlation in Thermodynamics and among the most important equations in natural sciences. Carnot’s ingenious reasoning unlocked the way (for Kelvin, Clausius and others) for generalization of “thermodynamic reversibility,” definition of absolute thermodynamic temperature and a new thermodynamic property “entropy” (Clausius Equality is generalization of Carnot Equality), as well as the Gibbs free energy, one of the most important thermodynamic functions for characterization of electro-chemical systems and their equilibriums, resulting in formulation of the universal and far-reaching Second Law of Thermodynamics (2LT) [9-13].
KEY-POINT 19. The Carnot’s Equality (CtEq), Q/T=constant, the well-known correlation, the precursor for the famous Clausius Equality (CsEq), CI(dQ/T)=0 (the cyclic-integral for variable- temperature reversible-cycles), is specifically named here ‘as such’ by this author in Carnot’s honor. The CtEq was based on Carnot’s 1824 discovery [8] that was finalized later by Kelvin (1850 using
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ideal gas) and generalized by Clausius (1954). The CtEq was also precursor for discovery of thermodynamic temperature and entropy. It is among the most important correlations in natural sciences, on par with Einstein’s famous, E=mc2 correlation, see Fig. 3 (as originally stated by this author in 2008 [9] and 2011 [10]).
KEY-POINT 20. The Carnot Efficiency, CtEf, C=(1-TL/TH), a.k.a. Carnot Theorem (not to be confused with the Carnot Equality, CtEq) was originally established implicitly by Carnot, Eq.(6), “as independent of cycle design and mode of operation,” therefore, in fact, not dependent on cycle per se, but dependent on the thermal-reservoirs’ temperatures (TH & TL) only. Therefore, in fact, the CtEf represents the WP of the heat QH, transferred from TH-reservoir while interacting with TL-reservoir only, i.e., it represents the work-potential of heat, WPQ=(1-TL/TH)QH., realized by ideal, reversible Carnot cycle or any other, reversible steady-state device (so that any transient accumulation of heat or WP within the device are excluded), see also Key-Pt. 18.
Looking to reason the maximum possible efficiency of steam [heat] engines was a challenging mission,
at the time when their efficiencies were below 5%, and neither nature of heat nor the concept of work were
known. Sadi Carnot mistakenly assumed, as many thought in his time, that heat was a weightless and
indestructible caloric fluid. Indeed, the conservation of caloric was experimentally established within the
calorimetric measurements. Furthermore, at that time, the difference between heat input and output in heat
engines was negligible and within the experimental errors, due to extraction of rather small work ratio (was
only several percent of heat input), so assuming the conservation of engines’ caloric appeared to be realistic
at that time. The Carnot’s reasoning (possibly and luckily
instigated by the contradictory misconceptions at the time)
that the heat engine concept has to be similar to the water-
wheel’s and that the “motive power” [work] is extracted
by “falling [lowering] temperature of conserved-caloric
[heat]”, the way the power has been obtained by lowering
the elevation of the conserved-water, falling through a
water-wheel, see [8], related contemporary discussions by
this author [9, 10], and elsewhere.
Consequently, Sadi Carnot reasoned that the
maximum power efficiency has to be function of
temperature difference, although not directly linear (as
sometimes
misquoted),
and
that
such
“available
temperature difference has to be the source of the motive
power.” Then, he ingeniously concluded that any
available temperature difference has to be utilized for
increasing the amount of engine power and not to be
FIG. 4. Carnot [Steam-Power] Cycle (solid
lines): heat QH at TH is reversibly converted to
work WC =WT -WC and to QL at TL; and Carnot
Reverse-Cycle (dashed lines with reversed
directions): work WCR = W|C -W|T and heat QL at
TL, are converted to QH at TH. Thermal reservoirs’
high TH and low TL temperatures (dotted lines).
T=Turbine, C=Compressor, |X=Reverse of any
X-quantity. All quantities are positive magnitudes
[9, 10].
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“waisted” for heat transfer per se, since during the real heat transfer at finite temperature difference no motive
power [work] is extracted, and therefore, all work potential related to such temperature difference would be
vanished.
Therefore, to maximize a cycle efficiency the heat transfer has to be at ‘as little temperature difference
as possible’, i.e., at infinitesimally small difference and in limit isothermal at the temperature of the respective
heat reservoirs. And then Carnot reasoned that, to accomplish such isothermal heat transfer for the most
efficient, ideal engine cycle, the working medium temperature has to be adjusted by frictionless adiabatic
processes, for its temperature to be infinitesimally-smaller than the high-temperature of thermal-source
reservoir and infinitesimally-higher than the low-temperature of thermal-sink reservoir, so that heat would
be passing from the high to the low temperature between the thermal reservoirs with the assistance by the
adiabatic processes, while the actual heat transfer would be reversible, at the infinitesimal temperature
differences at each thermal reservoir. Therefore, the ideal Carnot cycle would comprise two isothermal and
two perfect-adiabatic [isentropic] processes, see Fig. 4 (solid lines).
On Fig. 5, the conversion of heat and/or internal energy to work is presented in general, for a process
from a “High-intensity Energy Source System (HESS, or H-reservoir)” at a higher temperature TH, to a
FIG. 5. Converting Heat and Internal Energy to Work: In any steady-state process or quasi-steady cyclic-process,
entropy input SH , with heat QH (and with mass mH if any) at TH > TL , and if any irreversible generated entropy Sgen within,
must be discharged with heat QL (and with mass mL if any), as entropy SL at TL. For ideal reversible process, 𝑄𝐿,𝑅 is ‘not
a loss but necessity’, reducing maximum efficiency below 100%, like in Carnot cycles (Carnot Equality). For real
processes, irreversible work loss, 𝑊𝐿𝑂𝑆𝑆= 𝑄𝑔𝑒𝑛= 𝑇𝐿𝑆𝑔𝑒𝑛, is due to dissipation of work to heat. For closed-mass and cyclic-
processes, mL=mH=0, and for adiabatic turbine (QH|L=0), WOUT = EmH – EmL .
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“Low-intensity Energy Reference System (LERS or L-reservoir)” at a lower temperature TL, for an open or
closed, steady-state or quasi-steady cyclic-process, respectively, including the irreversible loss of work
potential to heat with entropy generation.
It is important to state that for any ideal reversible cycle, the reversible 𝑄𝐿,𝑅 is “not a loss” (as often
incorrectly cited in the literature) but the necessity as demonstrated by the reversible Carnot Cycle (Carnot
Equality, CtEq; see also Carnot-Clausius Heat-Work Equivalency, CCHWE, in Sec. 6). However, in real
irreversible-processes, unavoidable, so-called work ‘loss’, WLOSS=Wdiss=Qgen=TLSgen (the Gouy-Stodola
correlation), is due to dissipation of work (Wdiss) into the generated heat (Qgen). Note that work as useful
energy cannot be lost per se (1LT) but is dissipated, i.e., irreversibly converted to heat as degraded form of
energy. Additionally, for closed-mass and cyclic-processes, mL=mH=0, and for adiabatic turbine (QH|L=0),
WOUT = EmH – EmL , see Fig. 5.
KEY-POINT 21. During any steady-state process or quasi-steady cyclic-process, see Fig. 5, the
entropy input SH , with heat QH (and with mass mH if any) at TH >TL , and if any irreversible generated
entropy Sgen within, must be discharged with heat QL (and with mass mL if any), as entropy SL at TL.
Therefore, for a steady-state processes in general (including the quasi-state cyclic processes); no transient
accumulation of any property, […]/t=0, a working system has to be “compensated thermally” (by
transferring out the entropy supplied to the system, i.e., for a reversible cycle {SH =QH/TH }IN ={QL/TL=SL}OUT,
which demonstrate a logical proof of the Carnot equality), and also to be “compensated mechanically” (by
bringing a cyclic process to the initial volume), before repeating the cycle. Therefore, the heat rejected during
a reversible cycle process, QL,R =TLSR, is the necessity and therefore ‘useful quantity’, not a loss as
sometimes mispresented, see False-Pt. 3.
FALSE-POINT 3. Citation in some references, that, “the heat rejected to the lower-temperature
reservoir during a reversible cycle process, is a lost energy” is false, since it is necessary to remove
the entropy input, in order to complete the cycle. Therefore, the rejected heat in a reversible cycle is
the necessity and ‘useful quantity’, not a loss as mistakenly stated in some literature.
However, the irreversible “dissipation loss of WP” is unnecessary and should be minimized to increase
efficiency. Therefore, the maximal cyclic work, WC = QH - QL,R < QH, i.e., the Carnot cycle efficiency, C, is
always smaller than 100% but bigger than areal cycle efficiency, , i.e.,
= (WC-WLOSS)/QH <{C = WC/QH = 1- (TL/TH)} <100%.
(7) The Eq. (7) represents the so-called 1LT energy conversion efficiency, not to be confused with the 2LT reversible efficiency, {2LT=/C} < {C,2LT=1=100%=R,2LT}. The curled term on the right of the inequality being the perfect 100% 2LT reversible efficiency for the Carnot cycle or any reversible process.
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5.3. Carnot ‘reverse-cycle’ and thermodynamic ‘Reversible Equivalency’
Furthermore, if the working medium temperatures in the Carnot cycle are adiabatically adjusted in
reverse, to be infinitesimally-higher than the high-temperature reservoir and infinitesimally-lower than the
low-temperature reservoir, see Fig. 4 (dashed lines), then, the heat will be effectively-transferring in reverse,
from low to high temperature reservoirs (from TL to TH) while external work would be consumed. Therefore,
all processes and energy flows would be in reverse direction, resulting in the “Carnot reverse-cycle” with
regard to the original [power-producing] “Carnot cycle”, with infinitesimally different or in limit all
equivalent, respective properties and energy flows, but in reverse directions, see Fig. 4 and Eq. (8). Such
reverse cycles will provide cooling (refrigeration) of the low temperature reservoir (any ambient; A/C or
refrigeration cycle) and/or heating of the high temperature reservoir (any ambient; heat-pump cycle), by
effectively transferring heat from low to high temperature with utilization of external work.
Sadi Carnot [8] introduced the concept of reversible processes and cycles in 1824, as discussed above
and elsewhere, and as expressed by Eqs. (6 & 8):
{𝑄𝐻, 𝑄𝐿, 𝑊𝐶}
⏟
POWER-CYCLE
< >
⏟
MAY BE REVERESED
𝐵𝐴𝐶𝐾−𝐴𝑁𝐷−𝐹𝑂𝑅𝑇𝐻
𝐼𝑁 𝑃𝐸𝑅𝑃𝐸𝑇𝑈𝐼𝑇𝑌
{−𝑄𝐻, −𝑄𝐿, −𝑊𝐶}
⏟
REVERSE-CYCLE
(8)
KEY-POINT 22. Sadi Carnot proved the equivalency and maximum efficiency of reversible processes
by logically demonstrating that otherwise, they will violate the contradiction-impossibility of “logical
criteria,” in his case, the mistaken conservation-of-caloric criteria; still it resulted in the correct
conclusion due to the ingenious logic by Carnot. With rectified criteria and energy conservation, the
Carnot’s logic implied the impossible self-transfer of non-conserved caloric from low to high
temperature, the contradiction of valid criteria used by Clausius.
We may reason an alternate logical proof: Since ideal, reversible processes may effortlessly be self-
reversed “back-and-forth in perpetuity,” that imply they do not degrade their “energy quality,” and
therefore, they have maximum possible efficiency and are equivalent — they are lossless or
dissipationless. Dissipative degradation of WP (energy-quality) will diminish the WP and efficiency,
and prevent “perpetual reversibility” or self-reversal.
The important concept of “thermodynamic reversible equivalency” is generalized and depicted on Fig. 6
and presented elsewhere.
The following Key-Points are articulated to further emphasize and summarize relevant facts and
consequences of the “thermodynamic reversible equivalency.”
KEY-POINT 23. The maximum-possible Work-Potential (WP) of a system (thermal-reservoir or any
other), between any two states (its initial and final [reference] states), is independent of the process
path or the process device-properties or design (cyclic or otherwise), that reversibly brings the initial
energy-state to another reference state (by reversibly interacting with reference surroundings towards
equilibrium state), but it only depends on the two states’ relevant properties, e.g., it only depends on
the temperatures of the two thermal-energy reservoirs (as ingeniously deduced by Sadi Carnot in
1824 [8]).
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KEY-POINT 24. Heat engine cycle is just a [cyclic] process-path between high- and-low-temperature thermal-reservoirs, and the maximum-possible reversible efficiency is not dependent on the cycle device and process path, but only dependent on the two temperatures (as originally reasoned by Sadi Carnot in 1824 [8]), and elsewhere, including by this author [9, 10]. The true-equivalency, like in frictionless mechanics, is conserved during ideal, reversible processes, but in real processes, the forced energy displacement towards equilibrium is accompanied by the useful-energy or work-potential degradation due to its irreversible dissipation to heat with entropy generation, as elaborated in Sec. 4.3 and elsewhere. 5.4. Work-potential, Formation-work, and Exergy The formation (or creation) of non-equilibrium WP, requires forcing of energy displacement on the expense of another non-equilibrium WP, where the non-equilibrium WP is displaced or transferred (along with entropy transfer with heat, if any), both ideally conserved (reversible equivalency), but in part or in whole the WP dissipates to heat with irreversible entropy generation, at any space and time scale (for which ThD macro-properties are defined), without exception. KEY-POINT 25. Work-Potential (WP) of a system state with regard to a reference state, is the unique, “energy quality” that could be reversibly retrieved as “useful-energy” if a system state is reversibly brought to a lower, reference equilibrium state, while interacting with respective reference surroundings. Such retrieved WP could be used in reverse as formation-work to re-form the system state from that equilibrium to the original state, with ideal, reversible processes, thus defining the “reversible equivalency,” see Fig. 6. Furthermore, if the “lower energy” state is chosen as well- defined, standard reference state, then the WP becomes the “unique quantity” of such state, and hence, it may be considered as a system [quasi-] property, already defined as exergy. Some do not consider exergy as a property since it depends on the reference state, but that is also the case with some other properties. All WP related quantities (work-potential, useful-energy, formation-work, exergy), as asserted here and elsewhere, are directly interrelated and essentially the same concepts, they all irreversibly dissipate to heat in real processes, and they become zero at equilibrium.
EQUILIBRIUM STATE Non-Equilibrium State UNAVOIDABLE DISSIPATIVE LOSS IMPOSSIBLE(X) MIRACLE GAIN LOSS GAIN GAIN LOSS FORMATION POTENTIAL REVERSIBLE MIRACLE-IN MIRACLE-OUT WORK IN WORK OUT REVERSIBLE EQUIVALENCY Irreversible (Dissipative) Impossible(X) Gains Hyper-Miracles FIG. 6. Reversible Equivalency: Formation of “non-equilibrium state” requires “formation work-energy,” ideally all stored as “state work-potential (WP)” to be retrieved back in an ideal reversible process (Fig-Center, “Reversible Equivalency”: ideal formation- work equal to work-potential). Due to irreversible dissipation of work to heat (Work-LOSS), real formation work-in is bigger than stored WP, and retrieved useful work-out is smaller (Fig-Left). Formation of non-equilibrium state with less than its WP or getting more useful-work than WP would require a “miracle Work-GAIN” without due WP-source (violation of 2LT), being against natural forcing and existence of equilibrium, thus impossible (Fig-Right). Therefore, all reversible processes must be maximally and equally efficient [10, 16]. X X
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KEY-POINT 26. Nonequilibrium, useful-energy or WP is directionally transferred (from higher to lower energy density) and conserved in ideal reversible processes (1LT), while in real processes the WP is irreversibly dissipated (converted) into heat with entropy generation (2LT), however, conserved “as work-and-heat” in totality (1LT), as detailed elsewhere.
- Carnot-Clausius Heat-Work Equivalency (CCHWE) Concept
Carnot-Clausius Heat-Work Equivalency (CCHWE), as named and ‘highlighted’ here, establishes
interchangeability and equivalency between heat and work., see Fig. 7. It is based on the early work of Carnot
(1824) [8], that “all reversible processes and cycles have equal and maximum efficiency for the given thermal
reservoirs’ temperatures, regardless of device and mode of operation,” and among others, including Thomson
(Kelvin) and Clausius’ meticulous work, around 1850’s [11, 12].
Clausius “struggled,” in his “Mechanical Theory of Heat” [12] (Ch. IV: Principle of the Equivalence of
Transformations), to fully decern the Carnot’s postulates, and to finalize his ‘transformations’, i.e., “when
heat is reversibly transferring from high temperature and in part releasing [converting to] work, and in part
transferring to heat at low temperature.”
Clausius’ reasoning was ingenious like Carnot’s, with debatable particulars, but with accurate final
deductions of the “transformations equivalence-values,” with the f(t)=1/T integration factor, that resulted in
{WC}
{QH }
{QL }
+
{QH }
{QL + WC }
CARNOT-CLAUSIUS HEAT-WORK EQUIVALENCY (CCHWE)
Thermodynamic REVERSIBLE EQUIVALENCY
Reversible Work, WC ,
NOT associated with
Entropy (S)
TH
TL
T
T
S
S
{QH } {QL + WC },
or {QL } {QH - WC },
or {WC } {QH - QL }.
{QH } {QL + WC }
Magnitude of
Heat at
High-temperature
TH
Magnitude of
Heat at
Low-temperature
TL
Magnitude of
Work
FIG. 7. Carnot-Clausius Heat-Work Equivalency (CCHWE) [as named here], established
interchangeability and equivalency between ‘Heat-and-Work’, based on the early work of
Carnot (1824), that all reversible processes and cycles have equal and maximum efficiency,
and among others, Kelvin and Clausius’ meticulous work, around 1850’s, that finalized the
Thermodynamic temperature, Reversible cycle efficiency, Carnot Equality, Clausius
(In)Equality, Entropy, and generalized the Second Law of Thermodynamics [2LT].
𝑄𝐻
𝑇𝐻
= 𝑄𝐿
𝑇𝐿
𝑊𝐶 𝑇𝐻−𝑇𝐿
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the definition of new property, the entropy (the ‘missing transformation’) and definition of the quantitative
correlation of the Second Law of Thermodynamics (2LT), including the Clausius Equality (CsEq) for
reversible cycles, and Clausius Inequality for all real, irreversible cycles, the latter include entropy generation
caused by work dissipation to heat, due to irreversibilities of different kinds.
Due to reversible equivalency, as originally devised by Carnot [8] (see Key-Pt. 16 and Eq.8), elaborated
by Clausius [12], and re-interpreted in the Sec. 5 (Eq. 8 and Fig. 6), it is evident that heat and work are
interchangeable and truly (reversibly) equivalent as follows:
𝑄𝐻𝑊𝐶+ 𝑄𝐿
⏟
𝐫𝐞𝐯𝐞𝐫𝐬𝐢𝐛𝐥𝐞
or 𝑊𝐶𝑄𝐻−𝑄𝐿
⏟
𝐫𝐞𝐯𝐞𝐫𝐬𝐢𝐛𝐥𝐞
or 𝑄𝐿𝑄𝐻−𝑊𝐶
⏟
𝐫𝐞𝐯𝐞𝐫𝐬𝐢𝐛𝐥𝐞
(9) 𝑄𝐻 𝑇𝐻= 𝑄𝐿 𝑇𝐿= 𝑊𝐶 𝑇𝐻−𝑇𝐿
(10)
The above correlations are much more important than they appear at first, since they represent the “heat-
work reversible equivalency” in general, for all reversible steady-state processes not only for cycles (see Fig.
7). Namely, heat QH at high temperature TH is equivalent with sum of heat QL at lower temperature TL and
Carnot work WC, Eq. (9 Left); or any other relevant rearrangement, Eq. (9 Center or Right), along with the
reversible Carnot Equality, as formalized and named here, Fig. 3 and Eq. (10).
It is important to emphasize again that the CCHWE is not only valid for reversible cycles, but in general.
The cycles are ‘used’ to demonstrate maximum efficiency, but the latter is independent on the cycle design
and mode of operation, therefore not dependent on the cycle per se, as implicitly postulated by Carnot,
“maximum work is obtained by any reversible cycle, independent form the medium used or mode of
operation, is dependent only on the temperatures of the two heat reservoirs [hence, not dependent on the
cycle but the reservoirs’ properties/temperatures only].”
KEY-POINT 27. The cycles are only intermediary devices, like different “paths of operations” and all
deductions and correlations derived, refer to “the heat from the high temperature reservoir being
transformed [i.e., converted] to “extracted work and remaining heat transferred to the lower
temperature reservoir”; and in reverse, with all relevant quantities being with equal magnitude in
opposite directions. The Carnot work refers not only to thermal cycles but also to the thermoelectric
and other steady-state devices, i.e., it refers to thermal work-potential in general. This rationalization
will require further elucidation in separate writings.
The CCHWE is demonstrated by Carnot cycle (and other power cycles along with the reverse-
refrigeration cycles), where the Carnot cyclic-work (WC) and rejected heat at lower temperature (QL) are
obtained from heat at higher temperature (QH) alone; and in-reverse, where the utilized work in refrigeration
reverse-cycles (WC) is added (in)to a heat at low temperature (QL), resulting in the heat at higher temperature
(QH) alone, see Fig. 7.
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The above correlations, Eq. (9) and Eq. (10), the latter in simple arithmetic form for constant temperature
of the thermal reservoirs, will require proper integration for thermal systems with variable temperatures, the
way the Carnot Equality (named and highlighted here, see Sec. 5.2), is generalized with the integral form in
the Clausius Equality.
6.1. Ideal gas Equation of state and CCHWE Confirmation
Ideal gas equation of state: Ideal gas (IG) is composed of many randomly moving, hypothetical massive
point-particles that undergo elastic collisions but without any other particle interactions. Regardless of its
simple structure, the IG is a good approximation of the behavior of many real gases in many applications.
The IG energy consists of random- or thermal-motion (ThM) of its particles. It may be expressed as its
thermal energy [EIG EThM]=Eth=N(kBT)=nRuT, where, N is number of particles, kB [J/K] is the Boltzmann
constant (or energy-temperature conversion factor), and T is particle-average absolute temperature, i.e., (kBT)
is the particle average energy, n is number of moles, and Ru is the universal, molar gas constant.
All systems allow storage and transfer of ubiquitous thermal energy (since the ThM cannot be averted,
even absolute-0K cannot be achieved, the 3LT); however, the rigid systems do not allow storage of
mechanical compression energy like gases. More complex systems with relevant structures may allow storage
and transfer of other energy types; like electrical charging, magnetization, chemical or nuclear reactions, and
similar.
The ThM of IG particles along with temperature also exhibit the pressure on any hypothetical or real
boundary surface and, therefore, its energy may also be represented as mechanical (pressure) energy: [EIG
EThM ]=Eme=PV, where P is mechanical pressure (defined as relevant energy per unit of volume), and V
volume of IG. Therefore, we may express the IG equation of state (i.e., the constitutive correlation of its
mechanical and thermal properties), as the equivalence (“”) of the two forms of the same energy (Eq.11).
KEY-POINT 28. The reasoning here presents a logical-proof of the IG equation of state. The duality
of manifestation of IG’s ThM energy, either as mechanical (via pressure and volume) or as thermal
(via temperature of particles), demonstrate why the IG structure (random ThM of its particles) enables
interchangeability of heat or work storage and transfer, depending if energy is stored or transferred
via thermal-motion (ThM), by “jiggling” across a boundary surface (at constant volume) and thus
changing the temperature and entropy, or by mechanical displacement of the boundary and changing
the pressure and volume.
However, due to duality of the ThM, the P & T are conjugate-and-interrelated via the IG equation of
state, Eq. (11). Similarly, real gases (including steam; called simple [thermo-] compressible substances) allow
Duality of random (thermal) motion energy:
Mechanical Thermal
𝑃∙𝑉
ถ
𝐸𝒎𝒆
≡𝑛∙𝑅𝑢∙𝑇
⏟
𝐸𝒕𝒉
(11)
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thermal and mechanical energy storage and transfer, and manifest duality and interchangeability of heat and work, as formulated and named here, see next. Carnot-Clausius Heat-Work Equivalency (CCHWE) confirmation: The CCHWE will be demonstrated and confirmed using IG for its simplicity. Furthermore, since the correlations for the reversible equivalency are, in principle, valid in general, regardless of intermediary, working system or mode of its operation (any reversible process or cyclic path are equivalent), the results obtained with IG will be, in principle, valid in general.
As stated before, the reversible Carnot cycle (Fig. 4 and Fig. 8) is the “measuring yardstick” of related equivalencies of all relevant input and output quantities, see next. The reversible Carnot cycle also comprises isothermal processes where heat is entirely (100%) converted to work (QH=WH) while increasing volume and entropy (process 1-2), or in reverse, where work is entirely (100%) converted to heat (WL=QL) while decreasing volume and entropy (process 3-4). Note, that the isothermal ideal-gas heating is accompanied with the expansion work-out equal to heat-in, WH=QH), while the quantity of its internal energy is unchanged. However, its quality is degraded (part of its work potential replaced with heat), as manifested by the increase of entropy (i.e., U=constant, but decrease of the WP and free energy G=U-TS)! FIG. 8. Carnot cycle with ideal-gas: Isothermal expansion and compression’s works result in cycle net-work out, while adiabatic expansion and compression’s works cancel out, but they change temperatures required for reversible heat transfer.
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Furthermore, the Carnot cycle comprises reversible adiabatic processes where internal energy (stored
heat in IG) is entirely (100%) converted to work, -Cv(TL -TH )=W23, by lowering temperature and increasing
volume (process 2-3), or in reverse, where work is entirely (100%) reversibly converted to internal energy
(stored heat in IG), W41 =Cv(TH -TL ), by increasing temperature and decreasing volume (process 4-1).
Note that the reversible, adiabatic works have equal magnitudes (|W23|=|W41|) and cancel out for the whole
cycle (they have the main purpose to change temperature levels for reversible heat transfer to be possible).
Consequently, the net cycle work is the result of the isothermal works’ difference due to the respective
temperature difference, W=|WH|-|WL|=(TH -TL)S|, while exchanging the same entropy in-and-out,
S12|=|S34|=S|, so that entropy cancels out, enabling the completion of the cycle (note that the isentropic
works do not contribute to the entropy balance). For more details and all specific equations, see Table 1 in
[10, p.344].
KEY-POINT 29. Thermal-transformers: With all relevant processes, working in sequence as the cycle,
the reversible heat transfer from any to any temperature level could be achieved, functioning as a
“reversible thermal-transformer.” Namely, the reversible heat transfer from higher TH to lower TL
temperature with W, Carnot cycle work output; or in reverse, the reversible heat transfer from lower
TL to higher TH temperature with W, Carnot cycle work input. Likewise, the real thermal-
transformers, power and refrigeration cycles (including heat-pump cycles), also transfer heat from
any to any temperature level, except for reduced efficiency due to unavoidable dissipation of WP to
generated heat and entropy (Eqs. 5 & 7).
7. “No Hope” for the Challengers of the Second Law of Thermodynamics
“It is hard to believe that a serious scientist nowadays, who truly comprehends the Second Law and its
essence, would challenge it based on incomplete and elusive facts […] However, sometimes, even highly
accomplished scientists in their fields do not fully realize the essence of the Second Law of thermodynamics
[10, 13-18].”
As already stated, this treatise [1], written for a special occasion [2], is presenting this author’s lifelong
endeavors and reflections [6-7, 9-10, 13-18], including additional, original reasoning and interpretations,
regarding the fundamental issues of thermodynamics, and especially as related to the subtle Second Law of
thermodynamics (2LT), as well as to put certain physical and philosophical concepts in historical and
contemporary perspective.
In this Section, a number of related issues are presented and emphasized with several Key-Points,
including a Deceptive Example (Sec. 7.1), “Three Primary-deception structures” of the 2LT, classified by
this author (Sec. 7.2), and critical discussions on the two selected publications by avid challengers of the 2LT,
one recent publication, challenging the 2LT [19], and another, self-claimed as a ‘landmark paper’,
experimentally challenging the validity of the 2LT [20], see Sec. 7.3 below.
A small, but adventurous and stanch group of creative scientists and inventors-to-be, named here as “2LT
Challengers,” are ‘bravely’ challenging the 2LT universal validity, often based on a fact that they have been
successful in achieving a perpetual non-equilibrium (with limited work-potential, WP, but without perpetual
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work production), using innovative and creative methods and processes, and hoping to utilize it to ‘somehow’ perpetually produce work (useful-energy) from within the environment alone, as a single thermodynamic reservoir in equilibrium. KEY-POINT 30. The current frenzy about violation of the 2LT, of getting ‘useful energy’ from within equilibrium alone (with the “Perpetual-motion machine of the second kind”, PMM2), is in many ways similar, but more elusive and opportunistic, than the prior frenzy about violation of the First Law of thermodynamics (1LT), of getting ‘useful-energy’ from nowhere (with the “Perpetual-motion machine of the first kind”, PMM1). However, nobody has been successful to achieve spontaneous and sustained conversion (stationary or cyclic) of the surroundings’ (thermal) energy to useful work, nor to provide reliable evidence (comprehensive energy and entropy ‘accounting’) of achieving a sustainable, overall process efficiency higher than the Carnot’s maximum possible (which is zero from a single thermal reservoir only). KEY-POINT 31. Driving force of any process (or change) is the nonequilibrium or useful-energy (or WP, or related free-energy, or exergy) that exhibit a forced directional-tendency for its displacement towards mutual equilibrium and not in the opposite direction (i.e., “energy ability to do work [and transfer heat]” or to produce change). It is illogical and pointless “to insist on the impossible- possibility” of self-producing non-equilibrium from within equilibrium alone without required forcing. A new WP cannot be created since it only can be displaced (or transferred), and it is always diminished due to its irreversible dissipation (or its conversion to heat with entropy generation) until mutual equilibrium with uniform properties and maximum entropy, is asymptotically achieved — a “dead-state” without WP required for any further change. Even the heat transfer at finite temperature difference is caused by its Carnot thermal-WP (“heat exergy”). 7.1. “Perpetual-Motion Watch” Deceptive Example We may “wishfully hypothesize” miraculous processes to achieve impossible outcomes by overlooking elusive but critically important phenomena. We will present here one trivial example that may appear to be a “perpetual-motion watch”, in order to demonstrate, that without full knowledge what is inside a ‘black- box’, it may deceive some to “jump to unjustified conclusions” without due comprehension. If a watch is running for years without supplying any energy from outside, it may appear without knowing what is inside the watch, that it somehow runs by self-creating energy (PMM1) or that it somehow produces useful-energy from the surroundings as a single thermal reservoir (PMM2, self-creating WP), see Fig. 9, with pictured a real watch with 5-10 years battery life. FIG. 9. “Perpetual-motion-like” watch with 5-10 years battery life. As if its battery lasts forever. We could mistakenly hypothesize (as if we have proved experimentally), that it works without using energy (PMM1, 1LT violation), or it consumes energy from the surroundings’ thermal reservoir alone (PMM2, 2LT violation).
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It would be wrong to hypothesize that the useful work is perpetually supplied by heat from the
surroundings alone (a violation of the 2LT), or that the work is somehow miraculously generated from
nowhere (a violation of the 1LT).
Similarly, many other subtle electro-chemical and other interactions at different time and space scales
may allude to violation of the fundamental laws, especially for near-reversible processes with negligible
frictional and other dissipations, resembling “perpetually self-running watch” on Fig. 9, running for years
without any supply of energy from the outside. Some near-ideal processes, with apparent perpetual-motions,
may appear to work without energy consumption or be ‘mistakenly hypothesized’ to somehow,
spontaneously produce work from surrounding equilibrium only.
Since the 1LT of energy conservation appears more intuitive and the 2LT is more elusive, the inventors-
to-be or even some seasoned researchers may mistakenly hypothesize the spectacular inventions that violate
the 2LT. We should be very careful to avoid premature and sensational hypotheses based on inadequate
experiments and incomplete analyses.
7.2. Three “Primary deception structures” of hypothetical violation of the Second Law of thermodynamics
(1) First-deception structures (or “dynamic [quasi-] equilibrium”) is about confusing the notion of
“perpetual free-motion (or free-oscillation)” without load (without extracting useful-energy but self-
sustaining unavoidable dissipation), with notion of “perpetual motion machine” of perpetually producing
useful-work without due WP source. It was named “dynamic [quasi-] equilibrium” and it has been discussed
in more detail by this author in [16, 17 (Appendix 1)] and elsewhere.
(2) Second-deception structures (or “structural [quasi-] equilibrium”) is about creation of “systems with
perpetual non-equilibrium properties” with transient, limited WP (like non-uniform temperature or pressure,
or EM charge, and similar), to be somehow miraculously utilized for “perpetual self-creation of useful-work”
from within an equilibrium-surroundings alone, thus without due, perpetual WP source [20], see Sec. 7.3.
The former, a perpetual “non-equilibrium system state,” with limited WP energy, is not at all the same as a
“self-creation of perpetual work” from within an equilibrium, or having a more efficient perpetual-cycle than
the Carnot cycle. It would be against the forcing-direction of energy-displacement, from higher to lower
energy-density (it would be a PPM2); and it would defy the very existence of equilibrium (it would be the
equilibrium’s “contradiction impossibility”). It is called “structural [quasi-] equilibrium” and it has been
discussed in more detail by this author in [14-18] and elsewhere.
(3) Third-deception structures (or “persistent-currents quasi-equilibrium”) is about certain “persistent
currents” phenomena with self-perpetual, like “dissipate-and-reverse” processes (like the Brownian motion,
and the Meisner effect, as a process-reverse to [(micro) irreversible] dissipation of the “superconducting
persistent currents” or non-superconducting “persistent currents in metal rings” [19], and similar), that appear
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to perpetually micro-dissipate-and-reverse WP within their locality in equilibrium, as if they “quasi- reversibly dissipate-to-themselves” or self-create WP for its own dissipation; and thus, as if they violate universal validity of the 2LT, regardless of not producing any useful energy. The challengers argue that such phenomena, in principle, ‘disapprove’ the 2LT universal validity, and could potentially, with future innovations be used as PMM2 to produce useful-energy while violating the 2LT [19, 20, with large number of references therewith]. However, the existence of such structures in quasi- equilibrium, since they do not produce perpetual work from within an equilibrium, is not justification for valid violation of the 2LT. KEY-POINT 32. In fact, any process that perpetually self-sustain its own macro-structure, regardless if it is with uniform or non-uniform macro-properties, is in equilibrium or quasi-equilibrium, respectively; and, it is ‘in its own right’, reversible (perpetually self-sustained). Furthermore, as a matter of logic, the reverse-process perpetuity implies maximum efficiency and reversible- equivalency — it is the required condition and definition of reversibility. That is why the reversible processes are called quasi-static or quasi-equilibrium processes, see next Key-Point.
KEY-POINT 33. The ideal gas (IG) micro-structure consists of chaotic ThM of perfectly-elastic
particles, and in equilibrium their collisions are reversible and without dissipation (as if the ThM
“micro-dissipates to itself”). However, during an adiabatic free-expansion (no heat nor work
transfer), its energy will not change but entropy will be irreversibly generated due to its volume
increase, regardless that the ThM collisions are elastic. Furthermore, if during a phase-change of a
system, its expansion is isothermal-isobaric while in equilibrium with its surroundings, such process
will be reversible: work-out (to displace surrounding) would be equal to heat-in from the
surroundings, and without entropy generation (its entropy increase will equal to entropy decrease of
the surroundings, or vice-versa).
Therefore, the quasi-static (or quasi-equilibrium) phase-change of real systems in equilibrium with its
surroundings are, ideally reversible processes and could perpetually be reversed back-and-forth with
infinitesimal change of respective intensive properties, i.e., they are virtually irreversible within their self-
sustained, perpetual virtual equilibrium. Similarly, the persistent-currents equilibrium (as the Third-
deception structures) may be virtually irreversible (or near-reversible) within their self-sustained and
perpetual, virtual [quasi-] structural-equilibrium. Such structures do not self-produce perpetual work nor
perpetually destroy entropy, and therefore do not violate the 2LT, as speculated in [19, 20].
KEY-POINT 34. Hypothesizing violation of the 2LT, or worse, claiming that existence of some
unexplained structures or phenomena, ‘disapprove’ universal validity of the 2LT, is misplaced and
impossible since it would be the contradiction-impossibility of the proven reversible-equivalency: if
the 2LT is not valid in a particular case then it would not be valid in general due to reversible
equivalency [10, 13-18 and elsewhere].
KEY-POINT 35. Real thermal-motion (ThM) with accompanying collisions (not perfectly elastic like IG-collisions), evidently ‘micro-dissipates-to-itself’, and the ThM is self-sustaining the perpetual, thermal macro-equilibrium, therefore, it is reversible phenomenon. Similarly, the Brownian motion or chemical equilibrium-reactions or electro-magnetic currents or any self-sustained quasi- equilibrium local phenomena, appears to be micro-dissipating into- and are driven in-reverse by the
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surrounding ThM (including thermal EM radiation) or are negligibly irreversible; and if in self- sustaining quasi-equilibrium, they have to be virtually macro-reversible.
KEY-POINT 36: During the WP transfer and conversion/storage, a part of WP will always and everywhere, without exception, dissipate to heat and generate entropy, until all WP is ultimately dissipated, being zero at ultimate equilibrium. However, in the process towards ultimate equilibrium with no work potential (“thermodynamic death”), the new structural, temporary and localized quasi- equilibriums may be established and self-sustained within certain bounded structures, with residual work-potential related to their surroundings. Every such quasi-equilibrium is represented with self- sustained micro-fluctuations, or micro-perpetual motions, including ultimate thermodynamic equilibrium (e.g., residual cosmic radiation).
KEY-POINT 37. Many creative hypotheses of wishful-inventions, to create useful-energy from within
the surrounding equilibrium, against the natural forcing, have never materialized, since it would be
the “contradiction-impossibility” of existence of self-sustained stable-equilibrium and natural forcing
of nonequilibrium energy-displacement towards mutual equilibrium of all interacting systems.
Therefore, spontaneous displacement of energy from lower to higher energy density, in opposite direction
from natural forcing and self-creation of non-equilibrium, would be like forcing in one direction with
acceleration in opposite direction. Such wishful thinking would be the natural contradiction impossibility. It
would negate stable equilibrium existence and will imply self-creation of WP with entropy destruction.
Consequently, a non-equilibrium, the source of WP and forcing, cannot be generated (contradiction
impossibility of unavoidable dissipation), but only could be transferred and ideally conserved, while in realty
a WP will tend to dissipate to heat (within complex microstructure and fluctuating micro-processes), towards
a mutual macro equilibrium.
As the fundamental laws of nature and thermodynamics are expended from simple systems in physics
and chemistry, to different space and time scales and to much more complex systems in biology, life and
intelligent processes, there are more challenges to be comprehended and understood. There is a need to better
discern the fundamental concepts at different scales and complex systems, like diverse and more complex
and self-sustained “structural equilibriums,” without net-fluxes at scale of interest, but with non-uniform
concentration-potentials under coupled force fields; e.g., hydrostatic pressure and adiabatic temperature
distributions in gravity field, charge and species concentration distributions in electromagnetic or chemical
fields, as well as, to differentiate between transient and “near stationary” processes under influence of known
and stealthy boundary and field conditions.
7.3. “Experimental Test of a Thermodynamic Paradox” Demystified
Professor Sheehan, an avid 2LT challenger, who organized several 2LT conferences and wrote
extensively regarding the validity and violations of the 2LT, was claiming in their landmark paper [20, also
in references therewith] that, “There are now roughly three dozen theoretical proposals for its violation in
the mainstream scientific literature, more than half of which have resisted resolution as of this date. There
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are also experiments which purport to violate the 2LT, and not all of these have been discounted. My
experiments in particular, published in Found. Physics in 2014 [20], have not been disproved or shown to
be in error in any meaningful way.”
It is reasoned and argued here that the claims in the landmark paper by Sheehan et al [20], are misplaced
and over-stretching. Even if ‘more than half” of the challenges “have resisted resolution as of today” the
other half have been disavowed and none has been verified to date. Especially problematic are incomplete,
misleading, and biased experimental results, as if the challengers are not comprehending or ‘conveniently
ignoring’ the very fundamentals and essence of the 2LT.
Specifically, the last two concluding sentences of the Sheehan’s et al paper [20], were, “In summary,
Duncan’s temperature difference has been experimentally measured via differential hydrogen dissociation
on tungsten and rhenium surfaces under high temperature blackbody cavity conditions. We know of no
credible way to reconcile these results with standard interpretations of the second law.” The claim of ‘black-
body cavity conditions’ is questionable since it should be of much larger size than the devices inside. But,
even if within a black-body cavity, the existence of stationary nonuniform properties (nonuniform
temperatures, etc.) will not violate the 2LT of thermodynamics.
The last sentence of the paper is rather speculative, since the paper results describe a non-homogeneous,
structural equilibrium established after externally imposed non-equilibrium (by heating the container tube to
a very high temperatures). However, the 2LT, as classically stated for simple compressible substances for
heat-work interactions only (where temperature is uniform at equilibrium). In general, the 2LT describes
process conditions during spontaneous directional displacement of mass-energy (cyclic or stationary
extraction of work), accompanied with irreversible generation (production) of entropy due to partial
dissipation of work potential to thermal heat, which was not tested at all by the reported experiments, but
only hypothetical and wishful claims stated. After all, before the 2LT-violation claims are stated, the reliable
criteria for the 2LT-violation, including proper definition and evaluation of entropy balances (very
important), should be established based on full comprehension of the fundamental Laws of nature.
Even more problematic is the Authors’ claim that their experiments “point to physics beyond the
traditional understanding of the second law,” to justify their belief regarding the possibility of the 2LT
violation, without due clarification and justification. The experiments relate to a special system with non-
uniform temperature distribution due to dissociation/recombination, but do not represent a black-body cavity,
and especially do not relate to the essence of the 2LT verification nor violation, as detailed below:
1.
Most of the fundamental formulations of the phenomenological, classical thermodynamics (called
“standard thermodynamics” in the last sentence in Sec. 2 in the paper [20]), are reasoned and derived for the
“simple compressible thermodynamic system,” the latter structure allows for heat and mechanical work
interactions and storage only, but not other interactions, as well as for the ideal, black body cavities, with
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uniform thermodynamic properties in equilibrium (uniform temperatures and pressures in such simple
material structures and systems). The experimental system described in the paper is not nearly closed to the
ideal black-body cavity, and the described, dissociation/recombination interactions between heterogeneous
devices within a controlled isothermal tube (of the same order of magnitude size as the devices inside), are
much more complex than simple thermo-mechanical interaction of simple compressible system in ideal
black-body cavity.
2.
The stationary quasi-equilibriums (with non-uniform properties) are abundant in nature, and do not
violate the 2LT at all. For example, hydrostatic pressure distribution in a container, or adiabatic atmospheric
temperature distribution, or non-uniform distribution of other properties in a stationary equilibrium, in
gravity, electromagnetic or chemical fields, like the presented results. I called the above a “structural
equilibrium” (sustainable equilibrium but with non-uniform properties), as opposed to ideal thermodynamic
equilibrium (with uniform properties) between the simple compressible systems with boundary heat and work
interactions only, immune from any other structure or field interactions. This is one of several other problems
of the paper’s judgments and conclusions.
3.
The statements in Sec. 6. Discussion in the paper [20], “Within the traditional understanding of the
second law, stationary temperature differentials such as those reported should not be possible.” This
statement is arbitrary and not justified, see also comments above. Likewise, “Second, the temperature
differences in DP experiments generated Seebeck voltages that can drive currents—and did, through their
thermocouple gauges—thus, were capable of performing work like a heat engine.” This is pure speculation,
since we do not know what kind of stationary process will re-establish if a heat engine (HE) or electrical load
is interfaced to utilize temperature or Seebeck voltage differences within the described system and devices.
A simple question arises: why the Authors have not experimentally verified their hypothesis, if a stationary
work extraction would be possible from within an environment in equilibrium? Such straightforward
experiments could and should have been performed to check out experimentally such a critical hypothesis.
Based on classical thermodynamics, which allows transient processes, after an initial non-equilibrium is
externally imposed (as in the paper experiments), the appropriate, stationary structural equilibrium with
properties-gradients will establish as in the paper, but stationary process with perpetual work extraction
outside of an equilibrium is not possible, without external perpetual work source.
4.
The last two concluding sentences of the paper were, “In summary, Duncan’s temperature difference
has been experimentally measured via differential hydrogen dissociation on tungsten and rhenium surfaces
under high temperature blackbody cavity conditions. We know of no credible way to reconcile these results
with standard interpretations of the second law.” The assumptions and conclusions are misleading and
unjustified, as specifically described above.
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The Authors [19, 20] (and a number of other “Challengers” of the 2LT) often misinterpret the fundamental laws, present elusive hypotheses, and perform incomplete, biased experiments, always short of simple confirmation of their 2LT violation claims. The Authors’ implication that with creative devices, “Challengers’ Demons” (like Maxwell Demon; see Ref. [17]), it is possible to imbed them to a macro- equilibrium environment and extract stationary ‘useful work’, are philosophically and scientifically unsound. Such a magic and wishful ‘demons’, if possible and inserted as a ‘black box’ in a system or environment at equilibrium, to create a steady-state (stationary) work-extracting process from within such equilibrium, would be in opposite direction of existing natural forces, and also be a ‘catastrophically unstable’ processes with a potential to ‘syphon’ all existing mass-energy in an infinitesimal-size singularity with infinite mass- energy potential, a super black-hole-like. If it were ever possible, we would not exist ‘as we know it’ here and now! 8. Conclusions As already stated, this comprehensive treatise [1], written for a special occasion [2], presents this author’s lifelong endeavors and reflections [6-7, 9-10, 13-18], including original reasoning and re-interpretations, regarding the fundamental issues of thermodynamics, and especially as related to the subtle Second Law of thermodynamics (2LT), as well as to put certain physical and philosophical concepts in historical and contemporary perspective, see Section 1 (Introduction, which ends with the Selected Abbreviations and Notes). The main content of this treatise was presented in the following Sections: In Section 2, “Energy forcing and displacement,” the related concepts have been pondered. The “force or forcing” is nonequilibrium energy tendency to displace or redistribute (or to extend) from its higher to lower energy density (or energy-intensity) towards mutual equilibrium with uniform properties. Typical, energy intensive and extensive conjugate-properties (energy-force and energy-displacement) were presented in Table 1. All but thermal energy-displacements are conserved, while thermal-displacement (entropy or number of thermal virtual-particles, NThVP, as defined and named here) is irreversibly generated due to dissipation of all other energy types to heat. Then, in Section 3, “Reasoning logical-proof of the fundamental laws,” the concept of energy forced- displacement as the mechanistic phenomenon in general was reaffirmed. The elementary particles (including “field-equivalent” particles) or bulk systems (consisting of elementary particles), mutually interact along shared displacement (with equal, respective action-reaction forces), thereby conserving energy during their interactive, mutual displacement. Since all existence is in principle mechanistic and physical, it was demonstrated here that the Laws of thermodynamics (LT) are generalized extensions of the fundamental Newton’s Laws (NL) of mechanics. The First Law of thermodynamics (1LT) is the generalized law of the conservation of energy, and the Second Law of thermodynamics (2LT) describes the forcing tendency of
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nonequilibrium, useful-energy (or work-potential, WP) for its displacement and irreversible dissipation to
heat with entropy generation, towards mutual equilibrium.
In Section 4, “Ubiquity of thermal motion and heat, thermal roughness, and indestructability of entropy”,
this author’s comprehension of related phenomena has been further advanced by defining a new concept of
“thermal roughness” and reasoning impossibility of entropy destruction, among others. Entropy, as the “final
transformation” cannot be converted to anything else nor annihilated, but only transferred with heat and
irreversibly generated with heat generation due to work dissipation, including Carnot “thermal work-
potential” dissipation.
The “thermal roughness” and related “thermal friction” were defined and named here as new concepts,
as the underlying cause and source of inevitable irreversibility since absolute-0K temperature is unfeasible
(3LT). Since all real, irreversible processes generate heat and entropy due to unavoidable dissipation of
work and/or WP to heat (ultimately instigated by the “thermal roughness” as elaborated and named here),
and all ideal, reversible processes conserve entropy, then, there is no other processes left to miraculously
generate WP without a due WP-source. Furthermore, no “imaginary process” could destroy (or annihilate)
entropy, since it would be a ‘self-reversal of dissipation’ impossibility and contradiction-impossibility
against the natural forcing — it would imply self-generation of nonequilibrium (and its WP); therefore,
rendering a logical proof of indestructibility of entropy (the 2LT).
In the following, Section 5, “Carnot maximum efficiency, Reversible equivalency, and Work potential”
the Sadi Carnot’s ground-breaking contributions of reversible processes and heat-engine cycle maximum-
efficiency was put in historical and contemporary perspective. Furthermore, it has been argued that the
Carnot’s contributions are among the most important developments in natural sciences.
The proof by “contradiction-impossibility” of an established fact is, by definition, the logical proof of
the stated fact. If a contradiction of a fact is possible then that fact would be void and impossible. It is illogical,
absurd, and impossible to have it both, “the one-way and the opposite-way.” For example, if heat self-
transfers from higher to lower temperature, it would be “contradiction-impossibility” to self-transfer in the
opposite direction. All reversible processes (including cyclic processes) under the same conditions must have
equal and maximum efficiency, as demonstrated by relevant “contradiction impossibility.”
As a matter of fact, the reversible processes and cycles were a priori “specified” as ideal, with maximum
possible efficiency, with a priory 100% “2LT reversible-efficiency,” not dependent on their design or mode
of operation (independent on their quasi-stationary cyclic path or any other, reversible stationary-process-
path). Actually, as the ideal ‘work-extraction measuring-devices’, all reversible processes and cycles
determine, not their efficiency per se, but in fact, they determine the WP (as % or ratio efficiency with
reference to relevant total energy) of an energy-source system with another reference system (like the two
thermal reservoirs with the Carnot cycle, so their WP-ratio being dependent on their temperatures only). The
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Carnot’s Equality (CtEq), Q/T=constant, the well-known correlation, the precursor for the famous Clausius Equality (CsEq), CI(dQ/T)=0 (the cyclic-integral for variable-temperature reversible-cycles), was specifically named here ‘as such’ by this author in Sadi Carnot’s honor and to resample the CsEq name. In the succeeding Section 6, named here “Carnot-Clausius Heat-Work Equivalency (CCHWE) concept”, a notion of ‘true’ heat-work interchangeability has been enlightened and named here, as an essential consequence of thermodynamic reversible equivalency. The correlations, QH WC + QL and QH/TH=QL/TL=WC/(TH - TL), Eqs. (9 & 10), are much more important than they appear at first, since they represent the “heat-work reversible equivalency and interchangeability” in general, for all reversible steady-state processes not only for cycles (see Fig. 7). Namely, heat QH at high temperature TH is equivalent with sum of heat QL at lower temperature TL and Carnot work WC. The energy of thermal-motion (ThM) of ideal-gas (IG) particles, EThM=Eth=N(kBT)=nRuT, along with temperature also exhibit the pressure on any hypothetical or real boundary surface and, therefore, its energy may also be represented as mechanical (pressure) energy: EThM =Eme=PV. Therefore, we may express the IG equation of state (i.e., the constitutive correlation of its mechanical and thermal properties), as the equivalence (“”) of the two forms of the same energy, PV nRuT, thus rendering its logical proof. Thermal-transformers were named and discussed by this author in 2004 [6], revisited later [10], and reiterated here in Sec. 6. It could be functioning as an ideal, “reversible thermal-transformer.” Namely, the reversible heat transfer from higher TH to lower TL temperature with W, Carnot cycle work output; or in reverse, the reversible heat transfer from lower TL to higher TH temperature with W, Carnot cycle work input. Likewise, the real thermal-transformers, power and refrigeration cycles (including heat-pump cycles), also transfer heat from any to any temperature level, except for reduced efficiency due to unavoidable dissipation of WP to generated heat and entropy (Eqs. 5 & 7). Lastly, in Section 7, “‛No Hope’ for the Challengers of the Second Law of thermodynamics,” this author’s compelling arguments were presented, that “entropy can be reduced (locally, when heat is transferred out of a locality), but it cannot be destroyed by any means on any space or time scale of interest. A “Perpetual- Motion Watch” was presented as a trivial, deceptive example. Furthermore, three primary-deception structures (PDS), of hypothetical violation of the 2LT were classified by this author: First-PDS (or “dynamic [quasi-] equilibrium”), Second-PDS (or “structural [quasi-] equilibrium”), and new, Third-PDS (or “persistent-currents quasi-equilibrium”). And, lastly, critical discussions on the two selected publications by avid challengers of the 2LT, one recent publication challenging the 2LT [19], and another, self-claimed as a ‘landmark paper’, experimentally challenging the validity of the 2LT [20], were presented. The Challengers misinterpret the fundamental laws, present elusive hypotheses, and perform incomplete and misleading, biased experiments, always short of straightforward confirmation of their 2LT violation
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claims. That is why all resolved, Challengers’ paradoxes and misleading violations of the 2LT to date, have been resolved in the favor of the 2LT and never against. We are still to witness a single, still open Second Law violation, to be verified and utilized. The violation of the 2LT should be the last and not the first hypothesis to justify an unsolved phenomenon. It appears that the Challengers are misusing the elusive ‘Entropy Law’ (2LT): “Whoever uses the term ‘entropy’ in a discussion always wins since no one knows what entropy really is, so in a debate one always has the advantage” [As lamented by John von Neumann]. It would be more probable to assume that such structures are infinitesimally irreversible (or near-reversible) and very-slowly approaching true equilibrium while negligibly exhausting its own WP, or even hypothesize that they may be driven by negligibly-stealthy, yet-to-be-discovered “cold fusion” like energy within atomic nucleus, or some stealthy WP from within or from the surroundings. This treatise is concluded with the following: CHALLENGE-POINT. “Entropy of an isolated, closed system (or universe) is always increasing”, IS A NECESSARY BUT NOT SUFFICIENT CONDITION OF THE SECOND LAW OF THERMODYNAMICS. Entropy cannot be destroyed (annihilated), locally or at a time, and “compensated” by generation elsewhere or later. It would be equivalent to allowing rivers to spontaneously flow uphill and compensate it by more downhill flow elsewhere or later. Thermodynamic (macroscopic) entropy is generated everywhere and always, at any scale (where it could be defined) without exception, and it cannot be destroyed by any means at any scale. Impossibility of entropy reduction by destruction should not be confused with local entropy decrease due to entropy outflow with heat [7, 10, 17].
KEY-POINT 38. The Second Law of thermodynamics can be challenged, but not violated - Entropy can be decreased, but not destroyed at any space or time scales. […] The self-forced tendency of displacing nonequilibrium useful-energy towards equilibrium, with its irreversible dissipation to heat, generates entropy, the latter is conserved in ideal, reversible processes, and there is no way to self-create useful-energy from within equilibrium alone, i.e., no way to destroy entropy.” – [2ndLaw.mkostic.com] Furthermore, the time and spatial integrals of micro quantities must result in macro quantities, for the conservation laws to be valid. Therefore, claiming violation of the 2LT on micro-scale or special processes is questionable and due to lack of full comprehension of the 2LT, or due to lack of proper ‘tooling’ (conceptual, analytical, numerical, or experimental limitations), or sometimes may be due to a desire for unjustified attention. In reality, all processes must be at least infinitesimally irreversible, including underlining processes at equilibrium, the latter being an ideal state. The underlying mass-energy structures and processes within the ‘finest micro scales’ are more complex and undetected at our present state of tooling and mental comprehension. However, their integral manifestation at macroscopic level, are more realistically observable and reliable, thus being the ultimate ‘check-and-balance’ of microscopic and quantum hypotheses.
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The fundamental physical laws are independent from any system structure or scale, and they should take
primacy over any special analysis based on approximations and limitations of modeling of system, its
properties, and processes; and especially if based on ‘thought experiments’ [17]. After all, micro- and sub-
micro simulations and experimental analyses are also based on the fundamental Laws, and therefore, they
cannot be used to negate those fundamental Laws. As the fundamental laws of nature and thermodynamics
are expanded from simple systems in physics and chemistry, to different space and time scales and to much
more complex systems in biology, life and intelligent processes, there are more challenges to be
comprehended and understood [16].
The SECOND LAW OF THERMODYNAMICS (2LT) refers to:
Spontaneous forced-displacement of nonequilibrium, useful-energy, towards mutual equilibrium,
with its unavoidable dissipation to heat, accompanied with irreversible entropy generation.
References and Notes:
[1] NOTE: This comprehensive treatise is written for the special occasion of the author’s 70th birthday [2].
It presents his lifelong endeavors and reflections with original reasoning and re-interpretations of the
most critical and misleading issues in thermodynamics. Only selected and this author’s relevant
publications are referenced, since the goal was not to review the vast thermodynamic literature.
[2] Entropy Special Issue “Exploring Fundamentals and Challenges of Heat, Entropy, and the Second Law
of Thermodynamics: Honoring Professor Milivoje M. Kostic on the Occasion of His 70th Birthday”
https://www.mdpi.com/journal/entropy/special_issues/70th.
[3] Leggett, A.J. Reflections on the past, present and future of condensed matter physics. Sci. Bull. 2018, 63,
1019–1022. [Google Scholar] [CrossRef][Green Version].
[4] NOTE: Irreversibility is “irreversible transformation”, or something permanently changed, without
possibility to fully (or “truly”) reverse all interacting systems back to the original condition by any
means. It should not be confused with local change back to the original condition by “compensation”
from elsewhere (increase or decrease due to transfer of relevant quantity from or into a local system
if interacting with its surroundings). For example, the work-potential (WP) is irreversibly reduced
by converting it to heat accompanied with related irreversible entropy generation (or entropy
production). There is no way to fully reverse these irreversibilities, without exception, at any space
or time scale. However, such prior irreversibilities may be compensated locally by transferring work
into or heat with entropy out of a local system, on the expense of the surrounding systems’ relevant
quantities, while inevitably producing further irreversibilities (further permanent dissipation of WP
accompanied with heat and entropy generation).
[5] NOTE: Reversibility or Reversible Equivalency is an ideal concept, represented by ideal processes
without any energy degradation (with maximum possible efficiency or without irreversible
dissipation) so that its final and initial states are truly-equivalent and may self-reverse-back
completing a cycle, or may perpetually repeat back-and-forth in any manner, therefore, effectively
representing “dynamic (quasi-) equilibrium”. In fact, any process that perpetually self-sustain its own
macro-structure, regardless if stationary or dynamic, or it is with perpetual uniform or non-uniform
macro-properties), is in equilibrium or quasi-equilibrium, respectively; and, it is in its own right
reversible, since, as a matter of concept, “reverse-process perpetuity and reversible equivalency” is
the definition of reversibility.
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[6] Kostic, M. Irreversibility and Reversible Heat Transfer: The Quest and Nature of Energy and Entropy.
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[9] Kostic, M. Sadi Carnot’s Ingenious Reasoning of Ideal Heat Engine Reversible Cycles, 4th
IASME/WSEAS International Conference on ENERGY, ENVIRONMENT, ECOSYSTEMS and
SUSTAINABLE DEVELOPMENT (EEESD’08), Algarve, Portugal, June 11-13, 2008. WSEAS-
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Carnot’s Ingenious Reasoning to Holistic Generalization. AIP Conf. Proc. 2011, 1411, 327.
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[11] Thomson, W. (Lord Kelvin). On the Dynamical Theory of Heat. Transactions of the Royal Society of
Edinburgh, March 1851, and Philosophical Magazine IV. 1852. https://zapatopi.net/kelvin/papers/
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[15] Kostic, M., Challenges to the Second Law Challengers: Reflections on the Universal Validity of the
Second Law of Thermodynamics, Presentation at the Second Law Symposium, San Diego, 2016.
(Accessed on 30 April 2023).
[16] Kostic, M., The Second Law and Entropy Misconceptions Demystified. Entropy 2020, 22, 648 * (Full-
text HTML online * PDF). https://www.mdpi.com/1099-4300/22/6/648 *
https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7517180/
[17] Kostic, M. Maxwell’s Demon and its Fallacies Demystified.
https://doi.org/10.48550/arXiv.2001.10083 [Appendix 1:
https://1drv.ms/b/s!AvKZKm6xP_zxkJkuIDPWCyMvXZhoSA]
[18] Kostic, M., “Heat Flowing from Cold to Hot without External Intervention” Demystified: Thermal-
Transformer and Temperature, arXiv:2001.05991 [PDF]
[19] Nikulov, A. The Law of Entropy Increase and the Meissner Effect. Entropy 2022, 24, 83.
https://doi.org/10.3390/e24010083
[20] [Sheehan, D.P. et al, Experimental Test of a Thermodynamic Paradox, Found Phys (2014) 44: 235-
247, DOI:10.1007/s10701-014-9781-5
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